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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
WHRC
126
W.H. Reaves & Co
New Jersey
$27.5M -$110K -1,325 -0.4%
BC
127
Bruce & Co
Illinois
$27.5M
ACI
128
AMP Capital Investors
Australia
$26.8M +$2.76M +33,283 +11%
ClearBridge Investments
129
ClearBridge Investments
New York
$26.5M -$402K -4,858 -1%
AG
130
Aperio Group
California
$26.2M +$225K +2,718 +0.8%
State of New Jersey Common Pension Fund D
131
State of New Jersey Common Pension Fund D
New Jersey
$26M
ACM
132
Aviance Capital Management
Florida
$25.9M -$4.42M -53,406 -14%
SC
133
Stralem & Co
New York
$25.9M -$232K -2,800 -0.9%
ASRS
134
Arizona State Retirement System
Arizona
$25.1M -$1.38M -16,700 -5%
BTS
135
BB&T Securities
Virginia
$24.7M +$643K +7,758 +3%
SLAM
136
Swiss Life Asset Management
$24.5M +$1.03M +12,384 +4%
BC
137
Bartlett & Co
Ohio
$24.2M +$4.13M +49,926 +20%
ST
138
Sabal Trust
Florida
$23M +$93.9K +1,134 +0.4%
TU
139
TDAM USA
Ontario, Canada
$21.6M -$403K -4,872 -2%
RJFSA
140
Raymond James Financial Services Advisors
Florida
$21.5M -$1.24M -14,934 -5%
PCA
141
Personal Capital Advisors
California
$21.3M +$2.04M +24,610 +10%
BSPF
142
British Steel Pension Fund
United Kingdom
$21.1M +$1.92M +23,186 +10%
JMPWA
143
JP Morgan Private Wealth Advisors
California
$20.6M -$529K -6,389 -2%
American Century Companies
144
American Century Companies
Missouri
$20.6M +$11.6M +140,323 +120%
JCM
145
Janney Capital Management
Pennsylvania
$19.9M +$42.1K +508 +0.2%
VDI
146
Vaughan David Investments
Illinois
$19.5M +$243K +2,930 +1%
CBOA
147
Commonwealth Bank of Australia
Australia
$18.9M -$282M -3,405,040 -94%
Credit Agricole
148
Credit Agricole
France
$18.7M +$1.83M +22,105 +10%
ASC
149
Atalanta Sosnoff Capital
New York
$18.7M +$19.3M +233,056 New
ECP
150
Electron Capital Partners
New York
$18.5M +$2.07M +25,003 +12%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.