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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
KB
1251
Kimelman & Baird
New York
-$268K -3,351 Closed
Fidelity International
1252
Fidelity International
Bermuda
-$261K -3,260 Closed
SIG
1253
Schooner Investment Group
Pennsylvania
-$237K -3,000 Closed
CCM
1254
Check Capital Management
California
-$224K -2,799 Closed
CIM
1255
Cetera Investment Management
California
-$211K -2,636 Closed
JWBC
1256
J.W. Burns & Co
New York
-$211K -2,633 Closed
HAIM
1257
Hunter Associates Investment Management
Pennsylvania
-$208K -2,603 Closed
HCM
1258
Hengehold Capital Management
Ohio
-$203K -2,541 Closed
EIM
1259
Essex Investment Management
Massachusetts
-$202K -2,520 Closed
SJL
1260
Shayne & Jacobs LLC
Tennessee
-$200K -2,500 Closed
VHAM
1261
Van Hulzen Asset Management
California
-$101K -1,262 Closed
HS
1262
Horan Securities
United States
-$81K -1,033 Closed
LWA
1263
Lenox Wealth Advisors
New York
-$63K -782 Closed
TG
1264
TLP Group
Illinois
-$49K -609 Closed
IUHSA
1265
Itau Unibanco Holding S.A.
Brazil
-$37K -460 Closed
ACH
1266
ArrowMark Colorado Holdings
Colorado
-$27K -333 Closed
PCA
1267
Peddock Capital Advisors
Massachusetts
-$26K -330 Closed
KA
1268
Klingman & Associates
New York
-$25K -311 Closed
HCM
1269
Herndon Capital Management
Georgia
-$5K -63 Closed
RWG
1270
Regal Wealth Group
California
-$4K -56 Closed
IFA
1271
Interactive Financial Advisors
Illinois
-$3K -41 Closed
FNBSF
1272
First National Bank Sioux Falls
South Dakota
-$3K -33 Closed
IPC
1273
Independent Portfolio Consultants
Florida
+$460 +6 New

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.