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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
MIP
101
Mondrian Investment Partners
United Kingdom
$41.6M -$12.4M -162,005 -23%
CI
102
Cincinnati Insurance
Ohio
$40.6M
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$40.4M +$613K +8,003 +2%
AA
104
ALPS Advisors
Colorado
$38.8M +$7.88M +102,942 +26%
AIA
105
Avalon Investment & Advisory
Texas
$38.4M -$1.8M -23,550 -5%
IGIM
106
I.G. Investment Management
Manitoba, Canada
$38.2M -$3.32M -43,403 -8%
Ohio Public Employees Retirement System (OPERS)
107
Ohio Public Employees Retirement System (OPERS)
Ohio
$38M +$158K +2,057 +0.4%
National Pension Service
108
National Pension Service
South Korea
$36.3M +$2.46M +32,179 +7%
Aviva
109
Aviva
United Kingdom
$35.2M -$3.4M -44,403 -9%
VOYA Investment Management
110
VOYA Investment Management
Georgia
$35.1M +$1.82M +23,763 +6%
DekaBank Deutsche Girozentrale
111
DekaBank Deutsche Girozentrale
Germany
$34.2M +$3.33M +43,472 +11%
AAM
112
Aberdeen Asset Management
United Kingdom
$33.3M -$1.05M -13,754 -3%
ORIO
113
Old Republic International (ORI)
Illinois
$33M
N
114
Nuveen
North Carolina
$32.1M -$1.61M -20,966 -5%
GLA
115
Great Lakes Advisors
Illinois
$32M -$514K -6,706 -2%
GF
116
Gabelli Funds
New York
$30.3M
BNP Paribas Financial Markets
117
BNP Paribas Financial Markets
France
$30.2M +$15.2M +198,417 +104%
HAI
118
Hennessy Advisors Inc
California
$29M +$19.4M +253,500 +210%
US Bancorp
119
US Bancorp
Minnesota
$29M -$453K -5,914 -2%
Citigroup
120
Citigroup
New York
$28.7M -$1.32M -17,182 -4%
KBC Group
121
KBC Group
Belgium
$27.5M -$5.59M -73,047 -17%
SOMRS
122
State of Michigan Retirement System
Michigan
$27.2M -$1.15M -15,052 -4%
MLICM
123
Metropolitan Life Insurance Company (MetLife)
New York
$27M -$645K -8,418 -2%
BC
124
Bruce & Co
Illinois
$27M
American Century Companies
125
American Century Companies
Missouri
$26.7M +$6.65M +86,850 +34%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.