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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
CI
101
Cincinnati Insurance
Ohio
$41.9M
AIA
102
Avalon Investment & Advisory
Texas
$41.5M +$13.3M +160,056 +45%
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$41M +$1.02M +12,335 +2%
Aviva
104
Aviva
United Kingdom
$39.8M +$6.81M +82,204 +20%
Ohio Public Employees Retirement System (OPERS)
105
Ohio Public Employees Retirement System (OPERS)
Ohio
$37.9M
State of Tennessee, Department of Treasury
106
State of Tennessee, Department of Treasury
Tennessee
$35.6M +$15.2M +183,169 +70%
AAM
107
Aberdeen Asset Management
United Kingdom
$35.5M +$7.35M +88,764 +25%
N
108
Nuveen
North Carolina
$34.8M -$15.2M -183,787 -30%
National Pension Service
109
National Pension Service
South Korea
$34.8M +$2.9M +35,049 +9%
KBC Group
110
KBC Group
Belgium
$34.2M +$1.78M +21,461 +5%
GLA
111
Great Lakes Advisors
Illinois
$33.6M -$403K -4,860 -1%
HSBC Holdings
112
HSBC Holdings
United Kingdom
$33M +$2.01M +24,247 +6%
SAM
113
Shell Asset Management
Netherlands
$32.6M -$1.49M -17,976 -4%
Jennison Associates
114
Jennison Associates
New York
$32.3M +$33.4M +403,076 New
DekaBank Deutsche Girozentrale
115
DekaBank Deutsche Girozentrale
Germany
$32.1M +$2.43M +29,376 +8%
AAF
116
Andra AP-fonden
Sweden
$31.9M -$1.05M -12,700 -3%
AA
117
ALPS Advisors
Colorado
$31.7M +$5.99M +72,350 +22%
GF
118
Gabelli Funds
New York
$31.2M -$248K -3,000 -0.8%
Citigroup
119
Citigroup
New York
$30.9M -$1.13M -13,593 -3%
ORIO
120
Old Republic International (ORI)
Illinois
$30.4M +$15.7M +190,000 +81%
US Bancorp
121
US Bancorp
Minnesota
$30.4M -$1.46M -17,682 -4%
SOMRS
122
State of Michigan Retirement System
Michigan
$29.3M +$91.1K +1,100 +0.3%
MLICM
123
Metropolitan Life Insurance Company (MetLife)
New York
$28.6M -$206K -2,491 -0.7%
Retirement Systems of Alabama
124
Retirement Systems of Alabama
Alabama
$27.9M -$229K -2,768 -0.8%
Commonwealth Equity Services
125
Commonwealth Equity Services
Massachusetts
$27.8M +$500K +6,033 +2%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.