We are live on ! Find out more
DUK icon

Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
RWML
1201
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$3.88K
DSN
1202
D. Scott Neal
Kentucky
$3K -$16.9K -220 -87%
DPA
1203
Delphi Private Advisors
California
$3K -$1.84K -24 -38%
SFG
1204
SevenBridge Financial Group
Pennsylvania
$3K
SGAM
1205
Smith Group Asset Management
Texas
$3K
SLF
1206
Sun Life Financial
Ontario, Canada
$2.73K +$16.2K +212 New
TCA
1207
Tortoise Capital Advisors
Kansas
$2K
BFM
1208
Boothbay Fund Management
New York
$470 +$88.6K +1,157 +24%
PK
1209
Pflug Koory
Nebraska
$226 +$223K +2,914 New
MTB
1210
Mizuho Trust & Banking
Japan
-$89.7M -1,120,666 Closed
Arrowstreet Capital
1211
Arrowstreet Capital
Massachusetts
-$81.3M -1,015,918 Closed
T
1212
TOBAM
France
-$73.1M -912,887 Closed
LM
1213
Luminus Management
Texas
-$57.8M -722,523 Closed
WHRC
1214
W.H. Reaves & Co
New Jersey
-$27.5M -343,739 Closed
ACM
1215
Aviance Capital Management
Florida
-$25.9M -323,830 Closed
ASC
1216
Atalanta Sosnoff Capital
New York
-$18.7M -233,056 Closed
ECP
1217
Electron Capital Partners
New York
-$18.5M -231,213 Closed
DILH
1218
Dai-ichi Life Holdings
Japan
-$18.5M -230,969 Closed
QI
1219
Qualcomm Inc
California
-$9.01M -112,500 Closed
Loomis, Sayles & Company
1220
Loomis, Sayles & Company
Massachusetts
-$7.54M -94,166 Closed
AL
1221
Airain Ltd
Guernsey
-$6.89M -86,145 Closed
DC
1222
Deere & Company
Illinois
-$5.35M -66,851 Closed
CM
1223
Crestline Management
Texas
-$4.93M -61,562 Closed
DL
1224
Delta Lloyd
Netherlands
-$4.26M -53,244 Closed
MME
1225
Meag Munich Ergo
Germany
-$3.32M -41,286 Closed

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.