We are live on ! Find out more
DUK icon

Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
1126
TD Capital Management
Tennessee
$20K
DSN
1127
D. Scott Neal
Kentucky
$20K +$166 +2 +0.8%
SIC
1128
Salem Investment Counselors
North Carolina
$19.7K -$1.49K -18 -0.1%
AP
1129
Atwood & Palmer
Missouri
$16K
WAS
1130
Winch Advisory Services
Wisconsin
$15K +$166 +2 +1%
GWA
1131
Guidant Wealth Advisors
Illinois
$15K +$15.6K +188 New
WOC
1132
West Oak Capital
California
$13.9K
NYLT
1133
New York Life Trust
New York
$13K -$3.81K -46 -22%
TC
1134
Trust Company
Kansas
$10K
WCM
1135
Wealthcare Capital Management
Virginia
$9K
MIM
1136
Macroview Investment Management
Maryland
$8K
SA
1137
SRH Advisors
Kansas
$8K
JWA
1138
JFS Wealth Advisors
Pennsylvania
$6K
DPA
1139
Delphi Private Advisors
California
$5K -$1.32K -16 -20%
HCM
1140
Herndon Capital Management
Georgia
$5K
JIR
1141
James Investment Research
Ohio
$5K
BWP
1142
Baldwin Wealth Partners
Massachusetts
$5K +$4.97K +60 New
RWG
1143
Regal Wealth Group
California
$4K
FNBSF
1144
First National Bank Sioux Falls
South Dakota
$3K
IFA
1145
Interactive Financial Advisors
Illinois
$3K
SFG
1146
SevenBridge Financial Group
Pennsylvania
$3K
SGAM
1147
Smith Group Asset Management
Texas
$3K
TCA
1148
Tortoise Capital Advisors
Kansas
$3K +$2.65K +32 New
FNB
1149
Farmers National Bank
Kentucky
$1.5K +$45.6K +550 +3%
SBL
1150
Sargent Bickham Lagudis
Colorado
$33 -$23.5K -284 -41%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.