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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1101
Nelson Capital Management
California
$107K
NIMI
1102
Natixis Investment Managers International
France
$105K +$104K +1,353 New
ED
1103
Exane Derivatives
France
$103K -$195K -2,544 -66%
BRC
1104
Bell Rock Capital
Delaware
$102K +$100K +1,308 New
PSC
1105
Prentiss Smith & Co
Vermont
$100K
ACM
1106
Armbruster Capital Management
New York
$99K
PCTC
1107
Perkins Coie Trust Company
Washington
$99K
AF
1108
Arrow Financial
New York
$96K
AIM
1109
Advantage Investment Management
Iowa
$96K +$15.3K +200 +19%
ANBT
1110
American National Bank & Trust
Texas
$96K +$94.6K +1,235 New
NSIM
1111
North Star Investment Management
Illinois
$95K +$11.5K +150 +14%
JAM
1112
Jolley Asset Management
North Carolina
$92K
SWA
1113
Sutton Wealth Advisors
Florida
$91.6K -$40.8K -533 -31%
HWM
1114
Holloway Wealth Management
Florida
$91K
WA
1115
Winfield Associates
Ohio
$90K +$7.51K +98 +9%
ZB
1116
Zions Bancorporation
Utah
$87K +$12.6K +165 +17%
MPWT
1117
MassMutual Private Wealth & Trust
Connecticut
$77.6K +$76.6K +1,000 New
JCM
1118
Jacobi Capital Management
Pennsylvania
$75K -$42.7K -557 -36%
CLOS
1119
Compagnie Lombard Odier SCmA
Switzerland
$75K +$13.7K +179 +23%
ATC
1120
Adirondack Trust Company
New York
$73K +$3.83K +50 +6%
KF
1121
Krilogy Financial
Missouri
$71K -$35K -457 -33%
AF
1122
Allworth Financial
California
$68K -$5.59K -73 -8%
JGIA
1123
Jackson Grant Investment Advisers
Connecticut
$68K
CPA
1124
Clear Perspective Advisors
Illinois
$68K +$66.6K +870 New
BL
1125
Balentine LLC
Georgia
$67K

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.