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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
AWMS
1101
Advocacy Wealth Management Services
Georgia
$37K
BWA
1102
Burt Wealth Advisors
Maryland
$37K
CFA
1103
Camarda Financial Advisors
Florida
$37K
IUHSA
1104
Itau Unibanco Holding S.A.
Brazil
$37K +$38.1K +460 New
VOYA Investment Management
1105
VOYA Investment Management
Georgia
$34.3K +$592K +7,148 +2%
SIG
1106
Stanford Investment Group
California
$32K
LWA
1107
Lowe Wealth Advisors
Maryland
$32K +$13.7K +166 +71%
CTB
1108
Country Trust Bank
Illinois
$29K +$13.7K +165 +83%
LWM
1109
Lenox Wealth Management
Ohio
$28K
HSA
1110
Hussman Strategic Advisors
Maryland
$27K
ACH
1111
ArrowMark Colorado Holdings
Colorado
$27K +$27.6K +333 New
Lazard Asset Management
1112
Lazard Asset Management
New York
$26K -$5.71K -69 -17%
TWA
1113
TCI Wealth Advisors
Arizona
$26K +$4.64K +56 +21%
PCA
1114
Peddock Capital Advisors
Massachusetts
$26K +$27.3K +330 New
RI
1115
Redwood Investments
Massachusetts
$25K -$64.6K -780 -71%
KA
1116
Klingman & Associates
New York
$25K
HCM
1117
Highlander Capital Management
New Jersey
$24K -$5.38K -65 -18%
AII
1118
AGF Investments Inc
Ontario, Canada
$23K
LYV
1119
Live Your Vision
Pennsylvania
$23K +$23.4K +283 New
GWS
1120
Glassman Wealth Services
Virginia
$22K
PCP
1121
Proficio Capital Partners
Massachusetts
$21K
SHJ
1122
Sharkey, Howes & Javer
Colorado
$21K
TFO
1123
Tarbox Family Office
California
$21K +$497 +6 +2%
FMT
1124
First Mercantile Trust
Tennessee
$20K -$2.57K -31 -11%
PRS
1125
Pinkerton Retirement Specialists
Idaho
$20K -$745 -9 -3%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.