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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1076
Advantage Investment Management
Iowa
$83K +$8.61K +104 +11%
HS
1077
Horan Securities
United States
$81K +$85.6K +1,033 New
LCM
1078
Liberty Capital Management
Michigan
$77K -$112K -1,356 -58%
BAM
1079
Barrett Asset Management
New York
$77K
CFS
1080
Commonwealth Financial Services
West Virginia
$76K -$17.6K -213 -18%
AF
1081
Allworth Financial
California
$76K
ZB
1082
Zions Bancorporation
Utah
$76K +$83 +1 +0.1%
ATC
1083
Adirondack Trust Company
New York
$72K +$15.7K +190 +27%
JGIA
1084
Jackson Grant Investment Advisers
Connecticut
$70K +$72.6K +877 New
BL
1085
Balentine LLC
Georgia
$69K +$43.5K +525 +158%
AC
1086
Alexandria Capital
Virginia
$65K +$16.6K +200 +33%
GAM
1087
Gemmer Asset Management
California
$64K
LWA
1088
Lenox Wealth Advisors
New York
$63K
MWM
1089
MinichMacGregor Wealth Management
New York
$62K
CLOS
1090
Compagnie Lombard Odier SCmA
Switzerland
$62K +$24.2K +292 +60%
VC
1091
Vestor Capital
Illinois
$61K
OFS
1092
Orrstown Financial Services
Pennsylvania
$59K
RFWA
1093
RPg Family Wealth Advisory
Massachusetts
$51.7K -$3.56K -43 -6%
TG
1094
TLP Group
Illinois
$49K -$507K -6,117 -91%
SIM
1095
Sonora Investment Management
Arizona
$46.8K +$33.9K +409 +232%
HWP
1096
Hefty Wealth Partners
Indiana
$46K
TWMP
1097
Taylor Wealth Management Partners
Massachusetts
$43K
TDC
1098
Thompson Davis & Co
Virginia
$42K -$4.8K -58 -10%
AIS
1099
Accurate Investment Solutions
Pennsylvania
$39K +$331 +4 +0.8%
FWM
1100
Focused Wealth Management
New York
$38K -$7.45K -90 -16%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.