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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
VCAM
1026
Van Cleef Asset Management
Ohio
$207K
HCM
1027
Hengehold Capital Management
Ohio
$203K +$10.4K +125 +5%
EIM
1028
Essex Investment Management
Massachusetts
$202K
OSNBOA
1029
Old Second National Bank of Aurora
Illinois
$201K -$11K -133 -5%
SJL
1030
Shayne & Jacobs LLC
Tennessee
$200K
KTC
1031
Kistler-Tiffany Companies
Pennsylvania
$199K -$8.45K -102 -4%
SAM
1032
Shamrock Asset Management
Texas
$196K +$193K +2,335 +2,104%
PWM
1033
Perigon Wealth Management
California
$195K +$73K +882 +57%
QCG
1034
Quadrant Capital Group
Ohio
$194K +$21.1K +255 +11%
HIIFS
1035
Harel Insurance Investments & Financial Services
Israel
$192K +$24.8K +300 +14%
MCM
1036
Manchester Capital Management
Vermont
$189K
VFA
1037
Virtus Fund Advisers
Connecticut
$184K
TCM
1038
Tradewinds Capital Management
Washington
$180K +$166 +2 +0.1%
JIC
1039
Joel Isaacson & Co
New York
$176K +$14.2K +172 +9%
MFW
1040
Mosaic Family Wealth
Missouri
$175K
M
1041
MOTCO
Texas
$175K
DSI
1042
Daiwa SB Investments
Japan
$172K -$5.8K -70 -3%
CBT
1043
Central Bank & Trust
Kentucky
$171K -$4.89K -59 -3%
BFEC
1044
Benjamin F. Edwards & Company
Missouri
$169K +$71.7K +866 +69%
CCM
1045
Cribstone Capital Management
Maine
$164K -$7.95K -96 -4%
CFA
1046
CT Financial Advisors
Pennsylvania
$163K -$33.1K -400 -16%
AA
1047
AlphaMark Advisors
Kentucky
$160K -$26.6K -321 -14%
PCMM
1048
Private Capital Management (Minnesota)
Minnesota
$160K -$20.7K -250 -11%
MSFP
1049
Mark Sheptoff Financial Planning
Connecticut
$157K +$16.6K +200 +11%
TRCT
1050
Tower Research Capital (TRC)
New York
$149K +$154K +1,857 New

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.