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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
976
Avior Wealth Management
Nebraska
$244K
PGIM
977
Pacific Global Investment Management
California
$244K
SC
978
Saturna Capital
Washington
$243K
CAM
979
Concorde Asset Management
Michigan
$243K +$41.7K +503 +20%
GAM
980
Gotham Asset Management
New York
$243K +$252K +3,037 New
HC
981
Hourglass Capital
Texas
$242K -$179K -2,166 -42%
BFM
982
Boston Financial Management
Massachusetts
$242K
CAM
983
CG Asset Management
New York
$240K
LRPA
984
L. Roy Papp & Associates
Arizona
$239K +$12.4K +150 +5%
GCMG
985
Gyroscope Capital Management Group
Florida
$239K +$247K +2,983 New
HFA
986
High Falls Advisors
New York
$237K -$12.8K -154 -5%
SIG
987
Schooner Investment Group
Pennsylvania
$237K
OWD
988
Osborn Williams & Donohoe
Ohio
$237K +$23.3K +281 +10%
BRA
989
Bender Robert & Associates
California
$235K -$6.38K -77 -3%
CAM
990
Cubic Asset Management
Massachusetts
$233K
RB
991
Rodgers Brothers
Pennsylvania
$233K
NIA
992
Northstar Investment Advisors
Colorado
$232K
Cetera Investment Advisers
993
Cetera Investment Advisers
Illinois
$231K -$513K -6,194 -68%
BFIM
994
Beese Fulmer Investment Management
Ohio
$231K +$31K +374 +15%
HWA
995
Heritage Wealth Advisors
Virginia
$230K
LWM
996
LBA Wealth Management
Florida
$230K
Luther King Capital Management (LKCM)
997
Luther King Capital Management (LKCM)
Texas
$229K
Fisher Asset Management
998
Fisher Asset Management
Washington
$228K -$177K -2,140 -43%
CA
999
Capital Advantage
California
$227K +$234K +2,831 New
MCM
1000
McMillion Capital Management
North Carolina
$227K +$235K +2,838 New

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.