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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
SAC
76
Smith Affiliated Capital
New York
$69.6M
Acadian Asset Management
77
Acadian Asset Management
Massachusetts
$65.1M -$11.9M -143,428 -15%
UIM
78
USS Investment Management
United Kingdom
$63.3M
GIA
79
Gateway Investment Advisers
Ohio
$63.1M -$1.89M -22,863 -3%
Stifel Financial
80
Stifel Financial
Missouri
$62.4M -$4.76M -57,465 -7%
JHIU
81
Janus Henderson Investors US
Colorado
$61.9M +$10.7M +129,669 +20%
State of Wisconsin Investment Board
82
State of Wisconsin Investment Board
Wisconsin
$60.9M -$753K -9,090 -1%
MIS
83
Morningstar Investment Services
Illinois
$59.8M +$8.1M +97,767 +15%
Robeco Institutional Asset Management
84
Robeco Institutional Asset Management
Netherlands
$59.7M +$10.3M +124,143 +20%
SO
85
STRS Ohio
Ohio
$58.4M -$1.02M -12,354 -2%
WRF
86
Waddell & Reed Financial
Kansas
$58.4M -$4.55M -54,900 -7%
LM
87
Luminus Management
Texas
$57.8M +$29.3M +354,000 +96%
GC
88
Guggenheim Capital
Illinois
$55.9M -$6.32M -76,253 -10%
MIP
89
Mondrian Investment Partners
United Kingdom
$55.8M -$8.77M -105,841 -13%
AQR Capital Management
90
AQR Capital Management
Connecticut
$54.6M +$5.06M +61,043 +10%
EA
91
Emerald Acquisition
Washington
$53.4M -$47.7M -576,483 -46%
PNC Financial Services Group
92
PNC Financial Services Group
Pennsylvania
$51.8M +$443K +5,352 +0.8%
BA
93
BlackRock Advisors
Delaware
$50.2M +$789K +9,529 +2%
AIMCA
94
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$49.3M +$19.4M +234,700 +61%
BGIM
95
Brandywine Global Investment Management
Pennsylvania
$48M -$2.08M -25,170 -4%
Chevy Chase Trust
96
Chevy Chase Trust
Maryland
$46.7M -$1.12M -13,552 -2%
Allianz Asset Management
97
Allianz Asset Management
Germany
$46M -$2.26M -27,342 -5%
H
98
Hexavest
Quebec, Canada
$45.7M +$21.5M +259,995 +84%
SB
99
Suntrust Banks
Georgia
$44.4M +$618K +7,468 +1%
IGIM
100
I.G. Investment Management
Manitoba, Canada
$42.9M -$3.52M -42,476 -7%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.