We are live on ! Find out more
DUK icon

Duke Energy
DUK

1,022 hedge funds and large institutions have $29.4B invested in Duke Energy in 2014 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 386 increasing their positions, 383 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $300M | Put options by funds: $146M

37% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 41

1% more funds holding

Funds holding: 1,014 → 1,022 (+8)

1% more repeat investments, than reductions

Existing positions increased: 386 | Existing positions reduced: 383

0% more capital invested

Capital invested by funds: $29.3B → $29.4B (+$136M)

0.04% more ownership

Funds ownership: 55.61% → 55.65% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 12 → 12 (0)

Holders
1,022
Holders Change
+8
Holders Change %
+0.79%
% of All Funds
29.66%
Holding in Top 10
12
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.35%
New
56
Increased
386
Reduced
383
Closed
41
Calls
$300M
Puts
$146M
Net Calls
+$154M
Net Calls Change
+$11M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$345M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$221M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$89.5M
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$79.2M
5
CBOA
Commonwealth Bank of Australia
Australia
+$77.8M

Top Sellers

1
Norges Bank
Norges Bank
Norway
-$298M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$118M
3
Prudential Financial
Prudential Financial
New Jersey
-$114M
4
State Street
State Street
Massachusetts
-$107M
5
EA
Euclid Advisors
Connecticut
-$98.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
GSC
951
Ground Swell Capital
South Carolina
$89K +$29.3K +401 +51%
VIA
952
Vantage Investment Advisors
Pennsylvania
$86K – – –
JIR
953
James Investment Research
Ohio
$82K -$4.3K -59 -5%
RI
954
Redwood Investments
Massachusetts
$82K – – –
VNB
955
Valley National Bancorp
New York
$77K – – –
HCC
956
Hirtle Callaghan & Co
Pennsylvania
$75K – – –
WCM
957
Wealthcare Capital Management
Virginia
$75K – – –
HR
958
Howe & Rusling
New York
$73K -$12K -165 -15%
NSIM
959
North Star Investment Management
Illinois
$73K +$146 +2 +0.2%
OC
960
Oakworth Capital
Alabama
$70K – – –
OCM
961
One Capital Management
California
$70K +$68.5K +939 New
CL
962
CFS LLC
Oklahoma
$68K +$28.2K +387 +75%
SAC
963
Smith Affiliated Capital
New York
$65K – – –
OFS
964
Orrstown Financial Services
Pennsylvania
$62K – – –
GAM
965
Gemmer Asset Management
California
$60K – – –
PCTC
966
Perkins Coie Trust Company
Washington
$58K – – –
FWM
967
Focused Wealth Management
New York
$58K +$18.2K +249 +47%
MCM
968
Munder Capital Management
Michigan
$57K – – –
BFEC
969
Benjamin F. Edwards & Company
Missouri
$55K +$1.24K +17 +2%
SCA
970
Strategic Capital Alternatives
United States
$53K +$51.9K +711 New
JIC
971
Joel Isaacson & Co
New York
$46K – – –
DOA
972
D'Orazio & Associates
Virginia
$42K +$146 +2 +0.4%
FNYS
973
First New York Securities
New York
$41.1K +$40.1K +550 New
TWA
974
TCI Wealth Advisors
Arizona
$41K – – –
VCM
975
Vigilant Capital Management
Maine
$41K – – –
37 38
39
40 41

DUK Hedge Fund Activity: Q3 2014 in Review

1,022 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2014, worth a combined $29.4B — up 0.47% from $29.3B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new DUK positions and 41 closed out — a net gain of 15 holders — while 386 added to existing stakes and 383 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, cutting an estimated $298M.

  • 1,022 institutional investors held Duke Energy (DUK) as of Q3 2014, up from 1,014 in Q2 2014.
  • Funds reported $29.4B of Duke Energy stock for Q3 2014, up 0.47% quarter-over-quarter.
  • 56 funds opened new Duke Energy positions in Q3 2014 and 41 closed out, a net change of +15 holders.
  • The largest Duke Energy buyer in Q3 2014 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2014 was Norges Bank, an estimated $298M sold.

Based on aggregated 13F filings for Q3 2014.