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Duke Energy
DUK

1,022 hedge funds and large institutions have $29.4B invested in Duke Energy in 2014 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 386 increasing their positions, 383 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $300M | Put options by funds: $146M

37% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 41

1% more funds holding

Funds holding: 1,014 → 1,022 (+8)

1% more repeat investments, than reductions

Existing positions increased: 386 | Existing positions reduced: 383

0% more capital invested

Capital invested by funds: $29.3B → $29.4B (+$136M)

0.04% more ownership

Funds ownership: 55.61% → 55.65% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 12 → 12 (0)

Holders
1,022
Holders Change
+8
Holders Change %
+0.79%
% of All Funds
29.66%
Holding in Top 10
12
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.35%
New
56
Increased
386
Reduced
383
Closed
41
Calls
$300M
Puts
$146M
Net Calls
+$154M
Net Calls Change
+$11M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$345M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$221M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$89.5M
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$79.2M
5
CBOA
Commonwealth Bank of Australia
Australia
+$77.8M

Top Sellers

1
Norges Bank
Norges Bank
Norway
-$298M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$118M
3
Prudential Financial
Prudential Financial
New Jersey
-$114M
4
State Street
State Street
Massachusetts
-$107M
5
EA
Euclid Advisors
Connecticut
-$98.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
KTC
926
Kistler-Tiffany Companies
Pennsylvania
$193K +$82.8K +1,135 +79%
WA
927
Winfield Associates
Ohio
$185K – – –
CTA
928
Chesley Taft & Associates
Illinois
$183K – – –
FMP
929
Financial Management Professionals
Texas
$178K – – –
PIM
930
Parasol Investment Management
Illinois
$176K – – –
RFA
931
Reilly Financial Advisors
California
$173K +$15.2K +209 +10%
CBT
932
Central Bank & Trust
Kentucky
$169K -$76.4K -1,047 -32%
MWP
933
MYCIO Wealth Partners
Pennsylvania
$163K +$1.31K +18 +0.8%
AA
934
AlphaMark Advisors
Kentucky
$162K – – –
JWM
935
Jacobus Wealth Management
Wisconsin
$148K -$43.9K -602 -23%
MSFP
936
Mark Sheptoff Financial Planning
Connecticut
$142K – – –
IMS
937
Index Management Solutions
Pennsylvania
$141K +$68.1K +934 +98%
CFN
938
Cordasco Financial Network
Florida
$133K +$51.1K +700 +65%
BRWM
939
B. Riley Wealth Management
Tennessee
$129K +$803 +11 +0.6%
CAM
940
Cacti Asset Management
Georgia
$125K – – –
DA
941
Dunvegan Associates
California
$119K – – –
HFM
942
Hartford Financial Management
Connecticut
$114K -$2.92K -40 -3%
ARMC
943
American Research & Management Company
Massachusetts
$114K – – –
WOC
944
West Oak Capital
California
$107K – – –
Parallax Volatility Advisers
945
Parallax Volatility Advisers
California
$106K +$103K +1,418 New
WG
946
Welch Group
Alabama
$106K +$103K +1,418 New
1832 Asset Management
947
1832 Asset Management
Ontario, Canada
$104K – – –
NCM
948
Nelson Capital Management
California
$100K – – –
Manulife (Manufacturers Life Insurance)
949
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$97.7K -$219K -3,007 -0.2%
PSC
950
Prentiss Smith & Co
Vermont
$89K – – –
36 37
38
39 40

DUK Hedge Fund Activity: Q3 2014 in Review

1,022 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2014, worth a combined $29.4B — up 0.47% from $29.3B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new DUK positions and 41 closed out — a net gain of 15 holders — while 386 added to existing stakes and 383 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, cutting an estimated $298M.

  • 1,022 institutional investors held Duke Energy (DUK) as of Q3 2014, up from 1,014 in Q2 2014.
  • Funds reported $29.4B of Duke Energy stock for Q3 2014, up 0.47% quarter-over-quarter.
  • 56 funds opened new Duke Energy positions in Q3 2014 and 41 closed out, a net change of +15 holders.
  • The largest Duke Energy buyer in Q3 2014 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2014 was Norges Bank, an estimated $298M sold.

Based on aggregated 13F filings for Q3 2014.