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Duke Energy
DUK

1,022 hedge funds and large institutions have $29.4B invested in Duke Energy in 2014 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 386 increasing their positions, 383 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $300M | Put options by funds: $146M

37% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 41

1% more funds holding

Funds holding: 1,014 → 1,022 (+8)

1% more repeat investments, than reductions

Existing positions increased: 386 | Existing positions reduced: 383

0% more capital invested

Capital invested by funds: $29.3B → $29.4B (+$136M)

0.04% more ownership

Funds ownership: 55.61% → 55.65% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 12 → 12 (0)

Holders
1,022
Holders Change
+8
Holders Change %
+0.79%
% of All Funds
29.66%
Holding in Top 10
12
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.35%
New
56
Increased
386
Reduced
383
Closed
41
Calls
$300M
Puts
$146M
Net Calls
+$154M
Net Calls Change
+$11M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$345M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$221M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$89.5M
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$79.2M
5
CBOA
Commonwealth Bank of Australia
Australia
+$77.8M

Top Sellers

1
Norges Bank
Norges Bank
Norway
-$298M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$118M
3
Prudential Financial
Prudential Financial
New Jersey
-$114M
4
State Street
State Street
Massachusetts
-$107M
5
EA
Euclid Advisors
Connecticut
-$98.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
LIC
901
Lodestar Investment Counsel
Illinois
$219K – – –
CAM
902
Cubic Asset Management
Massachusetts
$218K -$13.7K -188 -6%
Mackenzie Financial
903
Mackenzie Financial
Ontario, Canada
$218K +$212K +2,909 New
BFG
904
Beacon Financial Group
Texas
$218K +$214K +2,939 New
MPI
905
Mairs & Power Inc
Minnesota
$217K – – –
MCM
906
McMillion Capital Management
North Carolina
$216K +$211K +2,894 New
LP
907
LMR Partners
United Kingdom
$216K +$211K +2,896 New
DWT
908
Dorsey & Whitney Trust
South Dakota
$215K +$2.19K +30 +1%
MPWT
909
MassMutual Private Wealth & Trust
Connecticut
$213K -$141K -1,939 -40%
MKC
910
M. Kraus & Co
Vermont
$213K -$91K -1,247 -30%
CM
911
Churchill Management
California
$210K – – –
CCM
912
Check Capital Management
California
$209K – – –
IRS
913
Invictus RG (Singapore)
Singapore
$209K +$190K +2,604 +1,371%
GI
914
Gradient Investments
Minnesota
$208K – – –
EHWM
915
Eads & Heald Wealth Management
Georgia
$208K +$2.55K +35 +1%
SAM
916
SignalPoint Asset Management
Missouri
$207K -$56.4K -773 -22%
AWS
917
Aris Wealth Services
Pennsylvania
$207K -$10.2K -140 -5%
BFM
918
Boston Financial Management
Massachusetts
$205K – – –
SCM
919
Stonebridge Capital Management
California
$204K -$40.8K -559 -17%
HWA
920
Heritage Wealth Advisors
Virginia
$204K +$199K +2,733 New
KPCM
921
Kings Point Capital Management
New York
$203K -$6.06K -83 -3%
BMC
922
Benin Management Corp
Connecticut
$202K – – –
JAM
923
Jolley Asset Management
North Carolina
$199K – – –
SAMC
924
Shinko Asset Management Company
Japan
$199K – – –
BEAM
925
Baker Ellis Asset Management
Washington
$194K – – –
35 36
37
38 39

DUK Hedge Fund Activity: Q3 2014 in Review

1,022 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2014, worth a combined $29.4B — up 0.47% from $29.3B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new DUK positions and 41 closed out — a net gain of 15 holders — while 386 added to existing stakes and 383 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, cutting an estimated $298M.

  • 1,022 institutional investors held Duke Energy (DUK) as of Q3 2014, up from 1,014 in Q2 2014.
  • Funds reported $29.4B of Duke Energy stock for Q3 2014, up 0.47% quarter-over-quarter.
  • 56 funds opened new Duke Energy positions in Q3 2014 and 41 closed out, a net change of +15 holders.
  • The largest Duke Energy buyer in Q3 2014 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2014 was Norges Bank, an estimated $298M sold.

Based on aggregated 13F filings for Q3 2014.