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Duke Energy
DUK

1,022 hedge funds and large institutions have $29.4B invested in Duke Energy in 2014 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 386 increasing their positions, 383 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $300M | Put options by funds: $146M

37% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 41

1% more funds holding

Funds holding: 1,014 → 1,022 (+8)

1% more repeat investments, than reductions

Existing positions increased: 386 | Existing positions reduced: 383

0% more capital invested

Capital invested by funds: $29.3B → $29.4B (+$136M)

0.04% more ownership

Funds ownership: 55.61% → 55.65% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 12 → 12 (0)

Holders
1,022
Holders Change
+8
Holders Change %
+0.79%
% of All Funds
29.66%
Holding in Top 10
12
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.35%
New
56
Increased
386
Reduced
383
Closed
41
Calls
$300M
Puts
$146M
Net Calls
+$154M
Net Calls Change
+$11M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$345M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$221M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$89.5M
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$79.2M
5
CBOA
Commonwealth Bank of Australia
Australia
+$77.8M

Top Sellers

1
Norges Bank
Norges Bank
Norway
-$298M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$118M
3
Prudential Financial
Prudential Financial
New Jersey
-$114M
4
State Street
State Street
Massachusetts
-$107M
5
EA
Euclid Advisors
Connecticut
-$98.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
YP
876
Yellowstone Partners
Idaho
$238K +$232K +3,177 New
PIM
877
Penobscot Investment Management
Massachusetts
$237K -$4.74K -65 -2%
CIS
878
Connors Investor Services
Pennsylvania
$235K -$8.83K -121 -4%
AP
879
Appleton Partners
Massachusetts
$235K -$3.72K -51 -2%
MIH
880
Madison Investment Holdings
Wisconsin
$235K – – –
Mariner
881
Mariner
Kansas
$234K -$86.8K -1,189 -28%
HCMNY
882
Howard Capital Management (New York)
New York
$234K – – –
LWM
883
LBA Wealth Management
Florida
$234K – – –
KCM
884
Kanawha Capital Management
Virginia
$233K +$876 +12 +0.4%
BCM
885
Brookstone Capital Management
Illinois
$231K +$225K +3,088 New
EIM
886
Essex Investment Management
Massachusetts
$230K – – –
MCM
887
Monarch Capital Management
Indiana
$230K +$224K +3,071 New
BRA
888
Bender Robert & Associates
California
$228K -$7K -96 -3%
FMWA
889
Forvis Mazars Wealth Advisors
Missouri
$228K -$3.65K -50 -2%
VFP
890
Verus Financial Partners
Virginia
$228K -$2.41K -33 -1%
AWM
891
Avior Wealth Management
Nebraska
$228K – – –
PSI
892
Pinnacle Summer Investments
Virginia
$225K +$14.6K +200 +7%
HIM
893
Hillsdale Investment Management
Ontario, Canada
$224K -$102K -1,400 -32%
GT
894
Greenleaf Trust
Michigan
$224K – – –
CL
895
Croft-Leominster
Maryland
$223K – – –
MMG
896
Monetary Management Group
Missouri
$222K -$2.41K -33 -1%
PGIM
897
Pacific Global Investment Management
California
$221K – – –
SWM
898
Segment Wealth Management
Texas
$221K +$9.85K +135 +5%
CCM
899
Covington Capital Management
California
$220K – – –
Edgewood Management
900
Edgewood Management
Connecticut
$220K – – –
34 35
36
37 38

DUK Hedge Fund Activity: Q3 2014 in Review

1,022 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2014, worth a combined $29.4B — up 0.47% from $29.3B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new DUK positions and 41 closed out — a net gain of 15 holders — while 386 added to existing stakes and 383 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, cutting an estimated $298M.

  • 1,022 institutional investors held Duke Energy (DUK) as of Q3 2014, up from 1,014 in Q2 2014.
  • Funds reported $29.4B of Duke Energy stock for Q3 2014, up 0.47% quarter-over-quarter.
  • 56 funds opened new Duke Energy positions in Q3 2014 and 41 closed out, a net change of +15 holders.
  • The largest Duke Energy buyer in Q3 2014 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2014 was Norges Bank, an estimated $298M sold.

Based on aggregated 13F filings for Q3 2014.