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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
FTC
851
Farmers Trust Company
Ohio
$403K +$2.83K +37 +0.7%
WTC
852
WhitTier Trust Company
Nevada
$402K -$49.4K -645 -11%
SFG
853
SNS Financial Group
Minnesota
$401K +$107K +1,398 +37%
CFD
854
Creative Financial Designs
Indiana
$399K +$394K +5,141 New
WTB
855
Washington Trust Bank
Washington
$398K +$42.7K +557 +12%
RWA
856
Ropes Wealth Advisors
Massachusetts
$397K +$10.7K +140 +3%
FAT
857
First American Trust
California
$395K -$2.85M -37,209 -88%
DWM
858
Destination Wealth Management
California
$394K -$6.82K -89 -2%
DCM
859
Donaldson Capital Management
Indiana
$394K -$306 -4 -0.1%
HCMT
860
Highland Capital Management (Tennessee)
Tennessee
$394K
WDA
861
Wendell David Associates
New Hampshire
$390K
SWM
862
Stockman Wealth Management
Montana
$389K +$306 +4 +0.1%
PI
863
PineBridge Investments
New York
$389K +$146K +1,903 +61%
KFC
864
Klingenstein Fields & Co
New York
$386K +$1.61K +21 +0.4%
CS
865
Credential Securities
$383K -$12.6K -165 -3%
OA
866
Outfitter Advisors
Virginia
$381K
RC
867
RegentAtlantic Capital
New Jersey
$380K +$1.92K +25 +0.5%
ADL
868
Asset Dedication LLC
California
$379K
KC
869
Kingfisher Capital
North Carolina
$379K +$153 +2 +0%
MCM
870
Marathon Capital Management
Maryland
$378K
WCM
871
Windsor Capital Management
Arizona
$372K +$2.3K +30 +0.6%
AMM
872
American Money Management
California
$368K
IIC
873
Integrated Investment Consultants
Michigan
$367K +$61.1K +798 +20%
ACP
874
Aviance Capital Partners
Florida
$365K -$12.7K -166 -3%
EA
875
Efficient Advisors
Ohio
$365K +$360K +4,698 New

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.