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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
HI
801
Horizon Investments
North Carolina
$509K +$503K +6,561 New
PCMI
802
Princeton Capital Management Inc
New Jersey
$508K
FIB
803
First Interstate Bank
Montana
$507K +$409K +5,340 +446%
RBC
804
Ronald Blue & Co
Georgia
$504K +$129K +1,686 +35%
WT
805
Washington Trust
Rhode Island
$499K -$16.5K -215 -3%
UBWV
806
United Bank (West Virginia)
West Virginia
$499K
CI
807
Capital International
California
$489K -$30.6K -400 -6%
FBT
808
First Bankers Trust
Kentucky
$487K -$125K -1,632 -21%
AR
809
Advisory Research
Illinois
$482K +$5.67K +74 +1%
SMC
810
Smith, Moore & Co
Missouri
$482K +$78K +1,019 +20%
NB
811
NBT Bank
New York
$476K +$23.1K +301 +5%
DWM
812
Darwin Wealth Management
Florida
$476K +$49.9K +652 +12%
IB
813
Intrust Bank
Kansas
$475K -$24.4K -318 -5%
RWA
814
River Wealth Advisors
Pennsylvania
$472K +$11.7K +153 +3%
KS
815
Karpas Strategies
Connecticut
$471K
MCM
816
MAI Capital Management
Ohio
$469K -$33.3K -435 -7%
FBC
817
Fairfield, Bush & Co
Connecticut
$468K
BFC
818
Blue Fin Capital
Rhode Island
$467K +$48.5K +633 +12%
WIP
819
Wellesley Investment Partners
Massachusetts
$466K +$154K +2,014 +50%
MWAC
820
Mariner Wealth Advisors (Cincinnati)
Ohio
$464K -$131K -1,708 -22%
GI
821
Gradient Investments
Minnesota
$463K +$193K +2,518 +73%
APP
822
Avantax Planning Partners
Iowa
$462K +$456K +5,954 New
JSL
823
JT Stratford LLC
Georgia
$462K +$456K +5,958 New
LCM
824
LVM Capital Management
Michigan
$461K -$273K -3,558 -37%
BDF
825
Balasa Dinverno & Foltz
$455K +$189K +2,462 +72%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.