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Duke Energy
DUK

1,022 hedge funds and large institutions have $29.4B invested in Duke Energy in 2014 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 386 increasing their positions, 383 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $300M | Put options by funds: $146M

37% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 41

1% more funds holding

Funds holding: 1,014 → 1,022 (+8)

1% more repeat investments, than reductions

Existing positions increased: 386 | Existing positions reduced: 383

0% more capital invested

Capital invested by funds: $29.3B → $29.4B (+$136M)

0.04% more ownership

Funds ownership: 55.61% → 55.65% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 12 → 12 (0)

Holders
1,022
Holders Change
+8
Holders Change %
+0.79%
% of All Funds
29.66%
Holding in Top 10
12
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.35%
New
56
Increased
386
Reduced
383
Closed
41
Calls
$300M
Puts
$146M
Net Calls
+$154M
Net Calls Change
+$11M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$345M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$221M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$89.5M
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$79.2M
5
CBOA
Commonwealth Bank of Australia
Australia
+$77.8M

Top Sellers

1
Norges Bank
Norges Bank
Norway
-$298M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$118M
3
Prudential Financial
Prudential Financial
New Jersey
-$114M
4
State Street
State Street
Massachusetts
-$107M
5
EA
Euclid Advisors
Connecticut
-$98.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
WKWM
801
Walter & Keenan Wealth Management
Indiana
$318K – – –
STI
802
Susquehanna Trust & Investment
Pennsylvania
$318K +$2.63K +36 +0.9%
DSC
803
Duncker Streett & Co
Missouri
$317K – – –
FC
804
Forte Capital
New York
$317K +$309K +4,240 New
HKIM
805
Hayek Kallen Investment Management
Alabama
$315K -$13.8K -189 -4%
LCM
806
Laurion Capital Management
New York
$314K +$306K +4,200 New
AI
807
Atria Investments
North Carolina
$313K -$1.39K -19 -0.5%
BDF
808
Balasa Dinverno & Foltz
$313K +$20.7K +284 +7%
SCM
809
Southport Capital Management
Tennessee
$311K – – –
CCG
810
Cypress Capital Group
Florida
$310K +$51.1K +700 +20%
CC
811
Cannell & Co
New York
$308K – – –
HCM
812
Horrell Capital Management
Arkansas
$308K – – –
RMDI
813
R.M. Davis Inc
Maine
$308K +$301K +4,122 New
FWCM
814
Ferguson Wellman Capital Management
Oregon
$307K -$19.4K -266 -6%
WKA
815
Wilson Kemp & Associates
Michigan
$306K -$219K -2,998 -42%
W
816
Wealthfront
California
$304K +$114K +1,558 +62%
GLI
817
Guardian Life Insurance
New York
$301K +$1.17K +16 +0.4%
NB
818
NBT Bank
New York
$301K +$44.6K +611 +18%
FAM
819
Formidable Asset Management
Ohio
$300K -$1.9K -26 -0.7%
SIG
820
Sky Investment Group
Connecticut
$300K +$293K +4,014 New
CCT
821
Capital City Trust
Florida
$299K +$13.4K +183 +5%
WA
822
Whitebox Advisors
Minnesota
$299K +$292K +4,000 New
MIC
823
Meridian Investment Counsel
California
$298K – – –
PIA
824
Peachtree Investment Advisors
Georgia
$297K -$110K -1,513 -28%
GIM
825
Goelzer Investment Management
Indiana
$294K +$287K +3,927 New
31 32
33
34 35

DUK Hedge Fund Activity: Q3 2014 in Review

1,022 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2014, worth a combined $29.4B — up 0.47% from $29.3B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new DUK positions and 41 closed out — a net gain of 15 holders — while 386 added to existing stakes and 383 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, cutting an estimated $298M.

  • 1,022 institutional investors held Duke Energy (DUK) as of Q3 2014, up from 1,014 in Q2 2014.
  • Funds reported $29.4B of Duke Energy stock for Q3 2014, up 0.47% quarter-over-quarter.
  • 56 funds opened new Duke Energy positions in Q3 2014 and 41 closed out, a net change of +15 holders.
  • The largest Duke Energy buyer in Q3 2014 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2014 was Norges Bank, an estimated $298M sold.

Based on aggregated 13F filings for Q3 2014.