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Duke Energy
DUK

921 hedge funds and large institutions have $25.4B invested in Duke Energy in 2013 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 339 increasing their positions, 389 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

99% more call options, than puts

Call options by funds: $255M | Put options by funds: $128M

16% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 50

0.69% more ownership

Funds ownership: 53.17% → 53.86% (+0.69%)

0% more capital invested

Capital invested by funds: $25.4B → $25.4B (+$66.1M)

0% more funds holding

Funds holding: 920 → 921 (+1)

13% less repeat investments, than reductions

Existing positions increased: 339 | Existing positions reduced: 389

28% less funds holding in top 10

Funds holding in top 10: 18 → 13 (-5)

Holders
921
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
29.86%
Holding in Top 10
13
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-27.78%
% of All Funds
0.42%
New
58
Increased
339
Reduced
389
Closed
50
Calls
$255M
Puts
$128M
Net Calls
+$127M
Net Calls Change
+$3.27M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$189M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$131M
3
TIM
Thornburg Investment Management
New Mexico
+$83.9M
4
Franklin Resources
Franklin Resources
California
+$73.7M
5
BFA
BlackRock Fund Advisors
California
+$59.9M

Top Sellers

1
Millennium Management
Millennium Management
New York
-$125M
2
PAMU
Pictet Asset Management (UK)
United Kingdom
-$69.5M
3
EA
Euclid Advisors
Connecticut
-$64.8M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$52.4M
5
N
Nuveen
North Carolina
-$39.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAG
801
Crestwood Advisors Group
Massachusetts
$238K +$244K +3,571 New
CD
802
Carl Domino
Florida
$235K +$9.14K +134 +4%
RIM
803
Regent Investment Management
Kentucky
$235K +$240K +3,519 New
NIM
804
NXG Investment Management
Texas
$234K +$239K +3,500 New
BBNB
805
Baker Boyer National Bank
Washington
$232K -$373K -5,466 -61%
LNB
806
Ledyard National Bank
$229K -$47.5K -696 -17%
CBT
807
Central Bank & Trust
Kentucky
$229K -$44.6K -654 -16%
Fisher Asset Management
808
Fisher Asset Management
Washington
$229K +$234K +3,427 New
HL
809
HeadInvest LLC
Maine
$225K -$218K -3,200 -49%
BRA
810
Bender Robert & Associates
California
$223K +$18.6K +273 +9%
CTI
811
Community Trust & Investment
Kentucky
$222K -$20.9K -307 -8%
AA
812
ALPS Advisors
Colorado
$222K – – –
OC
813
Oarsman Capital
Wisconsin
$221K +$226K +3,306 New
AP
814
Appleton Partners
Massachusetts
$221K +$226K +3,316 New
SAMC
815
Shinko Asset Management Company
Japan
$220K -$20.5K -300 -8%
SCM
816
Stonebridge Capital Management
California
$219K – – –
CIS
817
Connors Investor Services
Pennsylvania
$218K – – –
RHBC
818
R.H. Bluestein & Co
Michigan
$216K – – –
KIG
819
Kovitz Investment Group
Illinois
$214K – – –
BAM
820
Burnham Asset Management
New York
$210K -$22.7K -333 -10%
MCM
821
Manchester Capital Management
Vermont
$210K -$6.21K -91 -3%
MIH
822
Madison Investment Holdings
Wisconsin
$210K – – –
NPF
823
Norris Perne & French
Michigan
$209K -$4.78K -70 -2%
CAM
824
Cubic Asset Management
Massachusetts
$209K – – –
EIM
825
Essex Investment Management
Massachusetts
$209K – – –
31 32
33
34 35

DUK Hedge Fund Activity: Q3 2013 in Review

921 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2013, worth a combined $25.4B — up 0.26% from $25.4B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new DUK positions and 50 closed out — a net gain of 8 holders — while 339 added to existing stakes and 389 trimmed.

The largest buyer was Capital World Investors, adding an estimated $189M. The largest seller was Millennium Management, cutting an estimated $125M.

  • 921 institutional investors held Duke Energy (DUK) as of Q3 2013, up from 920 in Q2 2013.
  • Funds reported $25.4B of Duke Energy stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 58 funds opened new Duke Energy positions in Q3 2013 and 50 closed out, a net change of +8 holders.
  • The largest Duke Energy buyer in Q3 2013 was Capital World Investors, an estimated $189M added.
  • The largest Duke Energy seller in Q3 2013 was Millennium Management, an estimated $125M sold.

Based on aggregated 13F filings for Q3 2013.