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Duke Energy
DUK

Overview Fund Activity

1,001 hedge funds and large institutions have $25.7B invested in Duke Energy in 2013 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 301 increasing their positions, 423 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,001
Holders Change
+80
Holders Change %
+8.69%
% of All Funds
29.07%
Holding in Top 10
10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-23.08%
% of All Funds
0.29%
New
128
Increased
301
Reduced
423
Closed
38
Calls
$231M
Puts
$164M
Net Calls
+$66.3M
Net Calls Change
-$60.3M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$207M
2
Adage Capital Partners
2
Adage Capital Partners
Massachusetts
$73.7M
3
DPIM
3
Duff & Phelps Investment Management
Illinois
$96.7M
4
CC
4
Carlson Capital
Texas
$55.1M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$338M

Top Sellers

1
State Street
1
State Street
Massachusetts
$2.23B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$371M
3
Capital Research Global Investors
3
Capital Research Global Investors
California
$405M
4
Canada Pension Plan Investment Board
4
Canada Pension Plan Investment Board
Ontario, Canada
$16M
5
SAC
5
Smith Affiliated Capital
New York
$60M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFO
776
Boston Family Office
Massachusetts
$338K – – –
TIA
777
Tiemann Investment Advisors
California
$334K +$334K +4,843 New
FIM
778
Freedom Investment Management
Connecticut
$332K +$12.2K +177 +4%
CFA
779
Capstone Financial Advisors
Illinois
$332K +$332K +4,810 New
PP
780
Prudential plc
United Kingdom
$328K – – –
HF
781
Hoxton Financial
West Virginia
$328K +$8.82K +128 +3%
FHB
782
First Hawaiian Bank
Hawaii
$327K -$152K -2,213 -32%
PWM
783
Perigon Wealth Management
California
$327K +$327K +4,751 New
MWAC
784
Mariner Wealth Advisors (Cincinnati)
Ohio
$322K +$25.6K +371 +9%
BA
785
Bennicas & Associates
California
$321K -$48.2K -698 -13%
WEC
786
Winslow Evans & Crocker
Massachusetts
$319K +$319K +4,622 New
P
787
Pitcairn
Pennsylvania
$316K -$138 -2 -0%
FMWA
788
Forvis Mazars Wealth Advisors
Missouri
$314K +$9.37K +136 +3%
AL
789
Agran Libbie
California
$311K -$570K -8,264 -65%
PL
790
Perpetual Ltd
Australia
$311K +$104K +1,500 +50%
ST
791
Stifel Trust
Missouri
$310K -$7.33K -106 -2%
GIM
792
Goelzer Investment Management
Indiana
$307K +$307K +4,452 New
PHS
793
Pekin Hardy Strauss
Illinois
$306K -$11.5K -166 -4%
SCA
794
Stonebridge Capital Advisors
Minnesota
$304K +$304K +4,409 New
HH
795
Hilltop Holdings
Texas
$302K +$302K +4,367 New
NPIT
796
National Penn Investors Trust
Pennsylvania
$298K +$26.6K +386 +10%
LNC
797
Lincoln National Corp
Pennsylvania
$296K +$296K +4,284 New
STI
798
Susquehanna Trust & Investment
Pennsylvania
$294K – – –
DSC
799
Duncker Streett & Co
Missouri
$292K +$10K +145 +4%
CCMG
800
Clark Capital Management Group
Pennsylvania
$291K -$14.3K -207 -5%
30 31
32
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