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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
751
Formidable Asset Management
Ohio
$616K +$497 +6 +0.1%
MWAC
752
Mariner Wealth Advisors (Cincinnati)
Ohio
$616K +$1.82K +22 +0.3%
CIM
753
CIM Investment Management
Pennsylvania
$612K -$52.2K -630 -8%
HSA
754
HBK Sorce Advisory
Pennsylvania
$612K +$33.4K +403 +6%
GC
755
Grimes & Company
Massachusetts
$600K -$10.2K -123 -2%
WIC
756
Wilkins Investment Counsel
Massachusetts
$599K
MAM
757
Martingale Asset Management
Massachusetts
$597K -$59.1K -713 -9%
BAM
758
Brave Asset Management
New Jersey
$594K +$257K +3,107 +72%
FWP
759
FAS Wealth Partners
Kansas
$587K +$34.7K +419 +6%
SAMNY
760
Samsung Asset Management (New York)
New York
$583K -$134K -1,620 -18%
SBH
761
Segall Bryant & Hamill
Illinois
$582K +$8.78K +106 +1%
LNWWM
762
Laird Norton Wetherby Wealth Management
California
$578K +$11.9K +144 +2%
PP
763
Paloma Partners
Connecticut
$577K -$647K -7,813 -52%
CK
764
Cohen Klingenstein
New York
$576K
SRSA
765
S.R. Schill & Associates
Washington
$576K
TI
766
Trexquant Investment
Connecticut
$576K +$596K +7,200 New
CNBT
767
Canandaigua National Bank & Trust
New York
$571K +$38.1K +460 +7%
CBU
768
CIBC Bank USA
Illinois
$565K +$270K +3,265 +86%
CCFCSB
769
Cape Cod Five Cents Savings Bank
Massachusetts
$564K -$11K -133 -2%
AIM
770
Aspen Investment Management
Michigan
$561K
BTNA
771
Bremer Trust National Association
Minnesota
$551K -$4.8K -58 -0.8%
FWM
772
Frontier Wealth Management
Missouri
$545K -$17.1K -207 -3%
CI
773
Capital International
California
$536K -$878K -10,600 -61%
MHS
774
M Holdings Securities
Oregon
$534K +$15K +181 +3%
AFG
775
Albion Financial Group
Utah
$533K -$86.5K -1,045 -14%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.