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Duke Energy
DUK

Overview Fund Activity

1,001 hedge funds and large institutions have $25.7B invested in Duke Energy in 2013 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 301 increasing their positions, 423 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,001
Holders Change
+80
Holders Change %
+8.69%
% of All Funds
29.07%
Holding in Top 10
10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-23.08%
% of All Funds
0.29%
New
128
Increased
301
Reduced
423
Closed
38
Calls
$231M
Puts
$164M
Net Calls
+$66.3M
Net Calls Change
-$60.3M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$207M
2
Adage Capital Partners
2
Adage Capital Partners
Massachusetts
$73.7M
3
DPIM
3
Duff & Phelps Investment Management
Illinois
$96.7M
4
CC
4
Carlson Capital
Texas
$55.1M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$338M

Top Sellers

1
State Street
1
State Street
Massachusetts
$2.23B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$371M
3
Capital Research Global Investors
3
Capital Research Global Investors
California
$405M
4
Canada Pension Plan Investment Board
4
Canada Pension Plan Investment Board
Ontario, Canada
$16M
5
SAC
5
Smith Affiliated Capital
New York
$60M
Name Holding Trade Value Shares
Change 		Shares
Change %
HH
751
HWG Holdings
Texas
$376K +$376K +5,454 New
ACM
752
Aviance Capital Management
Florida
$373K +$19.3K +280 +5%
DIA
753
Dean Investment Associates
Ohio
$371K +$24.9K +361 +7%
KB
754
Kimelman & Baird
New York
$368K -$5.74K -83 -2%
MC
755
Middleton & Co
Massachusetts
$364K -$3.45K -50 -0.9%
ACP
756
Aviance Capital Partners
Florida
$362K +$23.8K +344 +7%
NCM
757
Narwhal Capital Management
Georgia
$361K – – –
GD
758
Grandfield & Dodd
New York
$360K -$122K -1,766 -25%
AWA
759
AmeriServ Wealth Advisors
Pennsylvania
$359K -$42.4K -613 -11%
KS
760
Karpas Strategies
Connecticut
$359K – – –
RC
761
RegentAtlantic Capital
New Jersey
$357K -$9.26K -134 -3%
PAM
762
Premier Asset Management
Illinois
$356K – – –
GT
763
Glenview Trust
Kentucky
$356K +$356K +5,152 New
OA
764
Outfitter Advisors
Virginia
$355K -$15.8K -229 -4%
WDA
765
Wendell David Associates
New Hampshire
$353K – – –
MKC
766
M. Kraus & Co
Vermont
$353K +$353K +5,113 New
HCMT
767
Highland Capital Management (Tennessee)
Tennessee
$352K – – –
YP
768
Yellowstone Partners
Idaho
$352K +$352K +5,102 New
FHC
769
First Houston Capital
Texas
$350K -$6.9K -100 -2%
IH
770
IFC Holdings
Florida
$348K -$40.9K -594 -11%
IIM
771
Intact Investment Management
Quebec, Canada
$345K -$145K -2,100 -30%
T
772
Thomaspartners
Massachusetts
$343K +$4.63K +67 +1%
RMCM
773
Reynders McVeigh Capital Management
Massachusetts
$342K -$21.8K -316 -6%
CFS
774
Community Financial System
New York
$341K – – –
JC
775
Jacobs & Co
California
$338K -$192K -2,782 -36%
29 30
31
32 33