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Duke Energy
DUK

Overview Fund Activity

921 hedge funds and large institutions have $25.4B invested in Duke Energy in 2013 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 339 increasing their positions, 389 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
921
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
29.87%
Holding in Top 10
13
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-27.78%
% of All Funds
0.42%
New
58
Increased
339
Reduced
389
Closed
50
Calls
$255M
Puts
$128M
Net Calls
+$127M
Net Calls Change
+$3.27M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1B
2
Massachusetts Financial Services
2
Massachusetts Financial Services
Massachusetts
$279M
3
TIM
3
Thornburg Investment Management
New Mexico
$117M
4
Franklin Resources
4
Franklin Resources
California
$1.43B
5
BFA
5
BlackRock Fund Advisors
California
$592M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$9.76M
2
PAMU
2
Pictet Asset Management (UK)
United Kingdom
$224M
3
EA
3
Euclid Advisors
Connecticut
$0
4
SAC
4
Smith Affiliated Capital
New York
$58.1M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$510M
Name Holding Trade Value Shares
Change 		Shares
Change %
RMCM
726
Reynders McVeigh Capital Management
Massachusetts
$352K -$6.28K -94 -2%
NCM
727
Narwhal Capital Management
Georgia
$349K – – –
KS
728
Karpas Strategies
Connecticut
$347K – – –
FHC
729
First Houston Capital
Texas
$346K +$346K +5,176 New
PAM
730
Premier Asset Management
Illinois
$344K +$344K +5,159 New
WDA
731
Wendell David Associates
New Hampshire
$343K +$15K +223 +5%
ACM
732
Aviance Capital Management
Florida
$342K -$72.5K -1,087 -17%
PFS
733
Prospera Financial Services
Texas
$342K +$740 +11 +0.2%
HCMT
734
Highland Capital Management (Tennessee)
Tennessee
$341K – – –
DIA
735
Dean Investment Associates
Ohio
$335K +$36.6K +548 +12%
IPRC
736
Indices-Pac Research Corporation
New Jersey
$334K -$52.1K -780 -13%
CFS
737
Community Financial System
New York
$330K – – –
TFA
738
Transamerica Financial Advisors
Florida
$330K +$293K +4,381 +795%
Connor, Clark & Lunn Investment Management (CC&L)
739
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$329K +$329K +4,800 New
T
740
Thomaspartners
Massachusetts
$327K -$63.8K -957 -16%
ACP
741
Aviance Capital Partners
Florida
$327K -$3.34K -50 -1%
BFO
742
Boston Family Office
Massachusetts
$327K -$1.6K -24 -0.5%
WAM
743
Wolverine Asset Management
Illinois
$325K +$325K +4,876 New
FA
744
FMA Advisory
Pennsylvania
$321K +$35.5K +531 +12%
PP
745
Prudential plc
United Kingdom
$318K – – –
TSW
746
Thompson Siegel & Walmsley
Virginia
$315K – – –
SMA
747
Simply Money Advisors
Ohio
$310K -$144K -2,161 -32%
FIM
748
Freedom Investment Management
Connecticut
$310K -$13.1K -196 -4%
HF
749
Hoxton Financial
West Virginia
$309K -$2K -30 -0.6%
NB
750
NBT Bank
New York
$308K -$86.8K -1,298 -22%
28 29
30
31 32