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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
APG Asset Management
51
APG Asset Management
Netherlands
$107M -$20.4M -266,522 -15%
T. Rowe Price Associates
52
T. Rowe Price Associates
Maryland
$106M +$1.73M +22,600 +2%
New York State Teachers Retirement System (NYSTRS)
53
New York State Teachers Retirement System (NYSTRS)
New York
$100M -$2.63M -34,377 -3%
TA
54
Teachers Advisors
New York
$98.6M +$4.67M +60,928 +5%
Manulife (Manufacturers Life Insurance)
55
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$98.4M +$2.99M +38,991 +3%
Asset Management One
56
Asset Management One
Japan
$92.5M +$84.7M +1,105,556 +1,296%
RhumbLine Advisers
57
RhumbLine Advisers
Massachusetts
$91.6M +$6.3M +82,299 +7%
AQR Capital Management
58
AQR Capital Management
Connecticut
$90.9M +$37.5M +488,963 +72%
Dimensional Fund Advisors
59
Dimensional Fund Advisors
Texas
$90M +$1.62M +21,097 +2%
AllianceBernstein
60
AllianceBernstein
Tennessee
$88.8M -$3.94M -51,404 -4%
PI
61
PGGM Investments
Netherlands
$84.2M -$1.36M -17,703 -2%
Canada Life
62
Canada Life
Manitoba, Canada
$83.3M +$6.8M +88,769 +9%
Robeco Institutional Asset Management
63
Robeco Institutional Asset Management
Netherlands
$83M +$24.8M +323,788 +43%
USAA
64
United Services Automobile Association
Texas
$82.5M +$4.41M +57,525 +6%
State Board of Administration of Florida Retirement System
65
State Board of Administration of Florida Retirement System
Florida
$80.4M +$887K +11,580 +1%
O
66
OppenheimerFunds
New York
$78.4M +$7.72M +100,749 +11%
SP
67
Sarasin & Partners
United Kingdom
$76.1M -$1.72M -22,501 -2%
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$75M +$5.09M +66,485 +7%
Principal Financial Group
69
Principal Financial Group
Iowa
$74.2M -$717K -9,360 -1%
BJ
70
BlackRock Japan
Japan
$71.8M +$863K +11,265 +1%
Barclays
71
Barclays
United Kingdom
$70.1M -$407M -5,311,622 -85%
SAC
72
Smith Affiliated Capital
New York
$67.5M
Caisse de Depot et Placement du Quebec (CDPQ)
73
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$67.1M -$11.9M -155,840 -15%
GC
74
Guggenheim Capital
Illinois
$64.3M +$9.89M +129,060 +18%
MIS
75
Morningstar Investment Services
Illinois
$62.2M +$4.17M +54,437 +7%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.