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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
LCOV
51
London Company of Virginia
Virginia
$111M +$10.9M +131,490 +10%
T. Rowe Price Associates
52
T. Rowe Price Associates
Maryland
$108M +$3.18M +38,427 +3%
New York State Teachers Retirement System (NYSTRS)
53
New York State Teachers Retirement System (NYSTRS)
New York
$106M -$3.81M -46,062 -3%
BIM
54
BlackRock Investment Management
Delaware
$104M -$799K -9,644 -0.7%
Manulife (Manufacturers Life Insurance)
55
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$98.4M -$5.51M -66,530 -5%
TA
56
Teachers Advisors
New York
$96.8M +$9.05M +109,223 +10%
AllianceBernstein
57
AllianceBernstein
Tennessee
$95.6M +$135K +1,629 +0.1%
Dimensional Fund Advisors
58
Dimensional Fund Advisors
Texas
$91.1M +$3.37M +40,649 +4%
MTB
59
Mizuho Trust & Banking
Japan
$89.7M +$521K +6,288 +0.6%
PI
60
PGGM Investments
Netherlands
$88.3M +$2.12M +25,555 +2%
RhumbLine Advisers
61
RhumbLine Advisers
Massachusetts
$87.8M +$3.75M +45,329 +4%
Macquarie Group
62
Macquarie Group
Australia
$87.3M -$88.9M -1,073,983 -50%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$81.9M -$1.36M -16,399 -2%
Caisse de Depot et Placement du Quebec (CDPQ)
64
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$81.7M +$40.7M +491,750 +93%
Arrowstreet Capital
65
Arrowstreet Capital
Massachusetts
$81.3M -$27.3M -330,078 -25%
USAA
66
United Services Automobile Association
Texas
$80.5M -$2.04M -24,659 -2%
SP
67
Sarasin & Partners
United Kingdom
$80.3M -$1.94M -23,405 -2%
Prudential Financial
68
Prudential Financial
New Jersey
$80.3M -$3.87M -46,757 -4%
EIP
69
Energy Income Partners
Connecticut
$79.3M +$57M +687,721 +227%
Canada Life
70
Canada Life
Manitoba, Canada
$78.5M +$1.24M +14,932 +2%
Principal Financial Group
71
Principal Financial Group
Iowa
$77.3M +$1.71M +20,603 +2%
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$76.1M +$7.97M +96,247 +11%
BJ
73
BlackRock Japan
Japan
$73.2M +$263K +3,175 +0.3%
T
74
TOBAM
France
$73.1M +$6.69M +80,812 +10%
O
75
OppenheimerFunds
New York
$72.7M +$71M +856,916 +1,654%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.