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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
PP
701
Prudential plc
United Kingdom
$749K +$188K +2,264 +32%
AP
702
AHL Partners
United Kingdom
$747K -$14.4M -174,382 -95%
QI
703
Quotient Investors
New York
$741K -$565K -6,826 -42%
1SB
704
1ST Source Bank
Indiana
$738K -$40.1K -484 -5%
HBT
705
Hills Bank & Trust
Iowa
$738K -$10.8K -130 -1%
GA
706
Geneva Advisors
Illinois
$737K +$55.2K +666 +8%
DSC
707
Duncker Streett & Co
Missouri
$728K +$13.8K +167 +2%
AIA
708
Arbor Investment Advisors
North Carolina
$727K +$1.24K +15 +0.2%
SWM
709
Segment Wealth Management
Texas
$720K -$2.06M -24,932 -73%
MI
710
Markston International
New York
$720K -$519K -6,272 -41%
FTIOP
711
Fiduciary Trust International of Pennsylvania
Pennsylvania
$716K +$6.63K +80 +0.9%
ARMC
712
American Research & Management Company
Massachusetts
$715K +$619K +7,479 +515%
OIA
713
Optimum Investment Advisors
Illinois
$712K -$27.2K -328 -4%
CA
714
Cornerstone Advisors
North Carolina
$712K
FIM
715
Freedom Investment Management
Connecticut
$707K +$51.3K +619 +8%
LCM
716
LVM Capital Management
Michigan
$704K +$183K +2,207 +30%
ACA
717
Anchor Capital Advisors
Massachusetts
$699K -$29.9K -361 -4%
BC
718
Burney Company
Virginia
$697K -$38.3K -463 -5%
FAM
719
Fred Alger Management
New York
$695K +$8.03K +97 +1%
SS
720
Simplicity Solutions
Minnesota
$693K -$182K -2,198 -20%
HI
721
Hudock Inc
Pennsylvania
$688K -$42.7K -516 -6%
RCAMU
722
Rothschild & Co Asset Management US
Connecticut
$683K +$201K +2,426 +40%
BRM
723
Boston Research & Management
Massachusetts
$672K +$12.9K +156 +2%
BC
724
Barnett & Company
Tennessee
$667K -$19.7K -238 -3%
BHWM
725
Bar Harbor Wealth Management
New Hampshire
$664K +$5.71K +69 +0.8%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.