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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
BWL
601
Bogart Wealth LLC
Virginia
$1.24M +$1.22M +15,923 New
MNBTD
602
Moody National Bank Trust Division
Texas
$1.23M +$10.2K +133 +0.8%
WA
603
WealthTrust Axiom
Pennsylvania
$1.22M -$32.5K -424 -3%
EFS
604
Essex Financial Services
Connecticut
$1.22M +$38K +496 +3%
NAM
605
NTV Asset Management
West Virginia
$1.22M +$13.6K +178 +1%
GBT
606
Grove Bank & Trust
Florida
$1.22M +$47.1K +615 +4%
CIP
607
Convergence Investment Partners
Florida
$1.21M -$3.83K -50 -0.3%
FMBTD
608
First Midwest Bank Trust Division
Illinois
$1.21M -$30.6K -400 -2%
Bank of Nova Scotia
609
Bank of Nova Scotia
Ontario, Canada
$1.21M +$123K +1,606 +11%
TWM
610
Torch Wealth Management
Ohio
$1.21M +$97.7K +1,275 +9%
FANJ
611
Financial Architects (New Jersey)
New Jersey
$1.21M +$13.2K +172 +1%
ANRIA
612
American National Registered Investment Advisor
Texas
$1.19M
SAM
613
Silvercrest Asset Management
New York
$1.19M +$89.4K +1,167 +8%
NA
614
NewEdge Advisors
Louisiana
$1.17M -$51.5K -672 -4%
IH
615
IFC Holdings
Florida
$1.17M +$127K +1,663 +13%
KFBMI
616
Kentucky Farm Bureau Mutual Insurance
Kentucky
$1.16M
CA
617
Cullinan Associates
Kentucky
$1.16M -$429K -5,607 -27%
IC
618
InterOcean Capital
Illinois
$1.16M
DAM
619
Doheny Asset Management
California
$1.16M +$13.5K +176 +1%
AIS
620
American Investment Services
Massachusetts
$1.15M
Barrow, Hanley, Mewhinney & Strauss
621
Barrow, Hanley, Mewhinney & Strauss
Texas
$1.15M
CCP
622
Clough Capital Partners
Massachusetts
$1.15M
NSEDCP
623
NJ State Employees Deferred Compensation Plan
New Jersey
$1.14M
DIA
624
Denver Investment Advisors
Colorado
$1.14M -$23K -300 -2%
BRWA
625
B. Riley Wealth Advisors
Florida
$1.13M -$190K -2,485 -15%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.