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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
RC
551
RBO & Co
California
$1.43M -$916K -11,065 -38%
PSUF
552
People's United Financial
Connecticut
$1.43M +$166 +2 +0%
MSV
553
MN Services Vermogensbeheer
Netherlands
$1.43M +$27.8K +336 +2%
WSCM
554
Wellington Shields Capital Management
New York
$1.42M
FNFDCM
555
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$1.41M
IMOV
556
Investment Management of Virginia
Virginia
$1.41M -$9.94K -120 -0.7%
NFG
557
Next Financial Group
Texas
$1.41M +$643K +7,761 +79%
1IA
558
1834 Investment Advisors
Wisconsin
$1.41M
AP
559
Advisor Partners
California
$1.41M +$13.7K +165 +0.9%
Jane Street
560
Jane Street
New York
$1.4M -$481K -5,810 -25%
NCM
561
Novare Capital Management
North Carolina
$1.4M +$979K +11,822 +209%
QAM
562
Quantres Asset Management
Cayman Islands
$1.39M +$1.44M +17,400 New
FNBTCON
563
First National Bank & Trust Co of Newtown
Pennsylvania
$1.39M +$44.3K +535 +3%
GLRA
564
Gerald L. Ray & Associates
Texas
$1.38M -$48.3K -583 -3%
HVIA
565
Hudson Valley Investment Advisors
New York
$1.37M +$183K +2,205 +15%
GBBWRPM
566
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$1.37M
QSS
567
Quantitative Systematic Strategies
Florida
$1.36M +$538K +6,496 +62%
RFS
568
Rockefeller Financial Services
New York
$1.36M
UAS
569
United Asset Strategies
New York
$1.36M +$35.5K +429 +3%
CC
570
ClearArc Capital
Ohio
$1.35M +$10K +121 +0.7%
CWM
571
CIBC World Markets
New York
$1.34M +$1.39M +16,757 New
AAIM
572
American Assets Investment Management
California
$1.33M
BHC
573
Bowen Hanes & Co
Florida
$1.33M
SYBT
574
Stock Yards Bank & Trust
Kentucky
$1.33M -$22K -266 -2%
PFS
575
Prospera Financial Services
Texas
$1.31M +$66.5K +803 +5%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.