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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
PGFC
526
Peapack-Gladstone Financial Corp
New Jersey
$1.6M -$13.1K -158 -0.8%
CCP
527
Clarkston Capital Partners
Michigan
$1.6M -$82.8K -1,000 -5%
CPIG
528
Chicago Partners Investment Group
Illinois
$1.6M +$886K +10,700 +116%
CCM
529
Cadence Capital Management
Massachusetts
$1.59M +$813K +9,816 +98%
SLG
530
Stanley-Laman Group
Pennsylvania
$1.59M -$235K -2,839 -13%
BO
531
Bank OZK
Arkansas
$1.58M -$47.4K -572 -3%
NHC
532
Nicholas Hoffman & Company
Georgia
$1.56M +$331 +4 +0%
PAI
533
Pittenger & Anderson Inc
Nebraska
$1.55M -$11.3K -137 -0.7%
AWCI
534
Alpine Woods Capital Investors
New York
$1.55M -$24.8K -300 -2%
BAS
535
Brown Advisory Securities
Maryland
$1.54M +$36.1K +436 +2%
CBOR
536
Community Bank of Raymore
Missouri
$1.52M +$10.3K +124 +0.7%
AL
537
AJO LP
Pennsylvania
$1.52M +$146K +1,763 +10%
GIM
538
Guardian Investment Management
California
$1.52M
CI
539
Conning Inc
Connecticut
$1.51M -$1.06M -12,768 -40%
FTI
540
Fiduciary Trust International
Massachusetts
$1.51M
LWAC
541
Laurel Wealth Advisors (California)
California
$1.5M -$3.81K -46 -0.2%
FDS
542
First Dallas Securities
Texas
$1.5M -$143K -1,728 -8%
BFS
543
Bradley Foster & Sargent
Connecticut
$1.5M -$2.73K -33 -0.2%
SB
544
Simmons Bank
Arkansas
$1.49M -$5.71K -69 -0.4%
AT
545
Arden Trust
Delaware
$1.48M -$2.13M -25,715 -58%
BBHC
546
Brown Brothers Harriman & Co
New York
$1.47M +$84.4K +1,019 +6%
ADBIC
547
A.D. Beadell Investment Counsel
Wisconsin
$1.45M -$749K -9,042 -33%
VWM
548
Valley Wealth Managers
New Jersey
$1.45M +$1.5M +18,102 New
AIP
549
Ameritas Investment Partners
Nebraska
$1.44M +$236K +2,851 +19%
WJA
550
Williams Jones & Associates
New York
$1.44M -$39.3K -474 -3%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.