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Duke Energy
DUK

Overview Fund Activity

1,001 hedge funds and large institutions have $25.7B invested in Duke Energy in 2013 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 301 increasing their positions, 423 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,001
Holders Change
+80
Holders Change %
+8.69%
% of All Funds
29.07%
Holding in Top 10
10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-23.08%
% of All Funds
0.29%
New
128
Increased
301
Reduced
423
Closed
38
Calls
$231M
Puts
$164M
Net Calls
+$66.3M
Net Calls Change
-$60.3M

Top Buyers

1
TIM
Thornburg Investment Management
New Mexico
+$85.8M
2
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$73.7M
3
DPIM
Duff & Phelps Investment Management
Illinois
+$60.1M
4
CC
Carlson Capital
Texas
+$55.1M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$50M

Top Sellers

1
State Street
State Street
Massachusetts
-$687M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$157M
3
Capital Research Global Investors
Capital Research Global Investors
California
-$58.5M
4
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
-$58.5M
5
SAC
Smith Affiliated Capital
New York
-$58.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
DL
476
Delta Lloyd
Netherlands
$1.59M +$281K +4,070 +21%
CICI
477
Capital Investment Counsel Inc
North Carolina
$1.59M -$28.8K -417 -2%
WRM
478
Westport Resources Management
Connecticut
$1.55M -$35.9K -520 -2%
CI
479
Conning Inc
Connecticut
$1.54M +$208K +3,015 +16%
NAM
480
NTV Asset Management
West Virginia
$1.54M +$2.28K +33 +0.1%
CG
481
Clinton Group
New York
$1.53M +$994K +14,408 +185%
1IA
482
1834 Investment Advisors
Wisconsin
$1.53M +$138K +2,001 +10%
CCT
483
Chemung Canal Trust
New York
$1.52M -$17.8K -258 -1%
FFBTD
484
First Financial Bank - Trust Division
Ohio
$1.5M +$32.4K +469 +2%
GI
485
GAMCO Investors
Connecticut
$1.48M – – –
CPSAC
486
Chas P. Smith & Associates (CPS)
Florida
$1.47M +$995K +14,413 +208%
First Manhattan
487
First Manhattan
New York
$1.42M +$36.7K +532 +3%
CCP
488
Clough Capital Partners
Massachusetts
$1.42M +$55.2K +800 +4%
MIM
489
Macroview Investment Management
Maryland
$1.41M +$109K +1,573 +8%
PTC
490
Private Trust Company
Ohio
$1.4M +$828 +12 +0.1%
Mackenzie Financial
491
Mackenzie Financial
Ontario, Canada
$1.38M -$4.04M -58,500 -75%
PAI
492
Pittenger & Anderson Inc
Nebraska
$1.38M -$6.9K -100 -0.5%
PFP
493
Pinnacle Financial Partners
Tennessee
$1.38M +$94.7K +1,373 +7%
SCM
494
Schnieders Capital Management
California
$1.37M +$1.37M +19,780 New
SHA
495
Smith Hayes Advisers
Nebraska
$1.36M -$58.6K -850 -4%
AT
496
Arden Trust
Delaware
$1.35M +$179K +2,597 +15%
SAM
497
Silvercrest Asset Management
New York
$1.34M – – –
Daiwa Securities Group
498
Daiwa Securities Group
Japan
$1.34M -$82.8K -1,200 -6%
DCMA
499
Daiwa Capital Markets America
New York
$1.34M +$1.34M +19,366 New
HA
500
Hamel Associates
New Jersey
$1.33M +$1.33M +19,194 New
18 19
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