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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$253M -$55.5M -724,071 -18%
Wells Fargo
27
Wells Fargo
California
$232M -$6.61M -86,292 -3%
UBS AM
28
UBS AM
Illinois
$209M -$11.7M -152,870 -5%
JP Morgan Chase
29
JP Morgan Chase
New York
$207M +$16.1M +210,127 +9%
Prudential Financial
30
Prudential Financial
New Jersey
$201M +$121M +1,584,080 +158%
Swiss National Bank
31
Swiss National Bank
Switzerland
$197M +$2.46M +32,100 +1%
TCIM
32
TIAA CREF Investment Management
New York
$186M -$21.5M -280,569 -11%
Capital International Investors
33
Capital International Investors
California
$170M
Charles Schwab
34
Charles Schwab
California
$163M +$5.61M +73,225 +4%
Sumitomo Mitsui Trust Group
35
Sumitomo Mitsui Trust Group
Japan
$156M -$2M -26,158 -1%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$153M -$6.33M -82,600 -4%
Lord, Abbett & Co
37
Lord, Abbett & Co
New Jersey
$148M +$4.63M +60,502 +3%
Ameriprise
38
Ameriprise
Minnesota
$146M +$296K +3,862 +0.2%
RJA
39
Raymond James & Associates
Florida
$145M +$2.7M +35,219 +2%
TD Asset Management
40
TD Asset Management
Ontario, Canada
$141M +$6.69M +87,279 +5%
UBS Group
41
UBS Group
Switzerland
$134M +$19M +248,091 +17%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$132M -$2.69M -35,100 -2%
Mitsubishi UFJ Trust & Banking
43
Mitsubishi UFJ Trust & Banking
Japan
$129M -$11.1M -145,369 -8%
PPA
44
Parametric Portfolio Associates
Washington
$129M +$9.94M +129,774 +9%
LCOV
45
London Company of Virginia
Virginia
$123M +$15.6M +203,759 +15%
First Trust Advisors
46
First Trust Advisors
Illinois
$118M +$1.36M +17,750 +1%
CS
47
Credit Suisse
Switzerland
$116M +$4.96M +64,795 +5%
California State Teachers Retirement System (CalSTRS)
48
California State Teachers Retirement System (CalSTRS)
California
$115M -$2.92M -38,100 -3%
BlackRock
49
BlackRock
New York
$112M -$181K -2,369 -0.2%
BIM
50
BlackRock Investment Management
Delaware
$112M +$10.5M +137,054 +11%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.