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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
Renaissance Technologies
26
Renaissance Technologies
New York
$263M +$50.1M +605,300 +23%
Wells Fargo
27
Wells Fargo
California
$246M +$15.6M +187,853 +7%
UBS AM
28
UBS AM
Illinois
$227M +$8.41M +101,503 +4%
Swiss National Bank
29
Swiss National Bank
Switzerland
$201M -$2.64M -31,900 -1%
JP Morgan Chase
30
JP Morgan Chase
New York
$196M -$3.08M -37,236 -1%
Capital International Investors
31
Capital International Investors
California
$175M -$127M -1,528,091 -41%
California Public Employees Retirement System
32
California Public Employees Retirement System
California
$164M -$7.26M -87,700 -4%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$163M +$3.26M +39,346 +2%
Charles Schwab
34
Charles Schwab
California
$162M +$3.33M +40,224 +2%
Ameriprise
35
Ameriprise
Minnesota
$150M +$6.22M +75,105 +4%
Lord, Abbett & Co
36
Lord, Abbett & Co
New Jersey
$148M -$43.6M -526,972 -22%
RJA
37
Raymond James & Associates
Florida
$147M +$13.7M +165,898 +10%
Mitsubishi UFJ Trust & Banking
38
Mitsubishi UFJ Trust & Banking
Japan
$145M +$6.29M +75,986 +4%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$139M +$745K +9,000 +0.5%
TD Asset Management
40
TD Asset Management
Ontario, Canada
$138M -$1.03M -12,487 -0.7%
APG Asset Management
41
APG Asset Management
Netherlands
$138M +$15.1M +182,200 +12%
Fidelity Investments
42
Fidelity Investments
Massachusetts
$125M +$60.9M +734,858 +88%
Axa
43
Axa
France
$124M +$23.3M +281,801 +22%
PPA
44
Parametric Portfolio Associates
Washington
$122M +$5.33M +64,387 +4%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$122M +$1.06M +12,800 +0.9%
First Trust Advisors
46
First Trust Advisors
Illinois
$120M +$4.95M +59,754 +4%
UBS Group
47
UBS Group
Switzerland
$118M -$16M -193,541 -12%
BlackRock
48
BlackRock
New York
$115M -$2.22M -26,799 -2%
CS
49
Credit Suisse
Switzerland
$114M -$518K -6,255 -0.4%
ZP
50
Zimmer Partners
New York
$112M +$82.4M +994,342 +249%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.