We are live on ! Find out more
DUK icon

Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
AF
451
Alerus Financial
North Dakota
$2.4M +$519K +6,780 +28%
PFS
452
Prospera Financial Services
Texas
$2.39M +$1.1M +14,360 +87%
CPP
453
Crow Point Partners
Massachusetts
$2.37M
JFGIW
454
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2.36M +$141K +1,840 +6%
CCM
455
Cohen Capital Management
California
$2.33M -$30.6K -400 -1%
HH
456
Hilltop Holdings
Texas
$2.33M -$15.9K -207 -0.7%
TSWM
457
Triangle Securities Wealth Management
North Carolina
$2.32M +$53.1K +693 +2%
RBA
458
Richard Bernstein Advisors
New York
$2.31M
PA
459
Pinnacle Associates
New York
$2.29M -$15.3K -200 -0.7%
HDIM
460
Hanson & Doremus Investment Management
Vermont
$2.27M -$37.9K -495 -2%
SW
461
SVB Wealth
Massachusetts
$2.27M -$210K -2,742 -9%
AIL
462
AGF Investments LLC
Ontario, Canada
$2.27M +$2.23M +29,169 New
SFP
463
Shepherd Financial Partners
Massachusetts
$2.25M +$2.22M +28,930 New
FAB
464
First American Bank
Illinois
$2.24M +$597K +7,799 +37%
SLI
465
Sumitomo Life Insurance
Japan
$2.23M +$49K +640 +2%
PFPT
466
Pinnacle Financial Partners (Tennessee)
Tennessee
$2.23M +$63.6K +831 +3%
AC
467
Allstate Corporation
Illinois
$2.22M +$2.19M +28,656 New
PAM
468
Private Asset Management
California
$2.22M -$231K -3,016 -10%
AMG
469
Advisors Management Group
Wisconsin
$2.22M -$20.7K -270 -0.9%
LA
470
Lynch & Associates
Indiana
$2.19M -$136K -1,776 -6%
Capital Fund Management (CFM)
471
Capital Fund Management (CFM)
France
$2.19M +$398K +5,191 +23%
Daiwa Securities Group
472
Daiwa Securities Group
Japan
$2.19M +$176K +2,300 +9%
RIA
473
Regal Investment Advisors
Michigan
$2.15M -$82.2K -1,073 -4%
GAM
474
Gotham Asset Management
New York
$2.14M +$1.88M +24,552 +808%
Nordea Investment Management
475
Nordea Investment Management
Sweden
$2.14M -$131K -1,709 -6%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.