We are live on ! Find out more
DUK icon

Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
RBA
451
Richard Bernstein Advisors
New York
$2.39M
HDIM
452
Hanson & Doremus Investment Management
Vermont
$2.38M -$89.9K -1,086 -4%
PA
453
Pinnacle Associates
New York
$2.38M -$995K -12,017 -29%
PFPT
454
Pinnacle Financial Partners (Tennessee)
Tennessee
$2.37M -$57.8K -698 -2%
Mariner
455
Mariner
Kansas
$2.35M -$1.12M -13,572 -32%
Nordea Investment Management
456
Nordea Investment Management
Sweden
$2.34M +$57K +688 +2%
TSWM
457
Triangle Securities Wealth Management
North Carolina
$2.34M -$21.5K -260 -0.9%
PP
458
Patten & Patten
Tennessee
$2.33M +$18.1K +218 +0.8%
B
459
Barings
North Carolina
$2.32M +$66.3K +800 +3%
NEAM
460
New England Asset Management
Connecticut
$2.32M
AMG
461
Advisors Management Group
Wisconsin
$2.31M -$28.2K -341 -1%
RIA
462
Regal Investment Advisors
Michigan
$2.31M -$80.7K -975 -3%
JFGIW
463
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2.29M +$29.6K +358 +1%
IIM
464
Ipswich Investment Management
Massachusetts
$2.27M -$8.61K -104 -0.4%
SLI
465
Sumitomo Life Insurance
Japan
$2.25M -$279K -3,373 -11%
AI
466
Analytic Investors
California
$2.25M +$236K +2,850 +11%
BNP Paribas Asset Management
467
BNP Paribas Asset Management
France
$2.24M -$14.7M -177,827 -86%
HFBOT
468
Home Federal Bank of Tennessee
Tennessee
$2.21M -$15.2K -183 -0.7%
PMG
469
ProVise Management Group
Florida
$2.19M -$138K -1,669 -6%
RP
470
Rowlandmiller & Partners
Georgia
$2.19M -$853K -10,297 -27%
BFA
471
Bragg Financial Advisors
North Carolina
$2.19M +$20.9K +252 +0.9%
PS
472
Pensionfund Sabic
Netherlands
$2.16M
CIBC Private Wealth Group
473
CIBC Private Wealth Group
Georgia
$2.13M -$150K -1,815 -6%
Fayez Sarofim & Co
474
Fayez Sarofim & Co
Texas
$2.11M +$6.87K +83 +0.3%
Teacher Retirement System of Texas
475
Teacher Retirement System of Texas
Texas
$2.11M -$1.9M -22,901 -46%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.