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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
WFG
351
Windsor Financial Group
Minnesota
$3.93M -$109K -1,320 -3%
CC
352
Cornerstone Capital
California
$3.87M +$66.3K +800 +2%
RIL
353
Rothschild Investment LLC
Illinois
$3.82M +$117K +1,418 +3%
VFA
354
Voya Financial Advisors
Connecticut
$3.8M +$1.12M +13,503 +40%
ACM
355
Argyle Capital Management
Pennsylvania
$3.8M -$82.7K -999 -2%
LMGAM
356
Liberty Mutual Group Asset Management
Massachusetts
$3.78M -$28.8K -348 -0.7%
FNBOO
357
First National Bank of Omaha
Nebraska
$3.76M +$428K +5,170 +12%
Brown Advisory
358
Brown Advisory
Maryland
$3.75M +$423K +5,103 +12%
NIPH
359
NN Investment Partners Holdings
Netherlands
$3.75M +$381K +4,602 +11%
AIM
360
Anchor Investment Management
South Carolina
$3.73M +$21.7K +262 +0.6%
Capstone Investment Advisors
361
Capstone Investment Advisors
New York
$3.73M +$3.86M +46,605 New
CIA
362
Capital Investment Advisors
Georgia
$3.73M +$49.9K +602 +1%
BCM
363
Buckhead Capital Management
Georgia
$3.72M +$488K +5,893 +15%
PAM
364
Panagora Asset Management
Massachusetts
$3.71M -$577K -6,972 -13%
BL
365
BCWM LLC
Kansas
$3.66M +$36.3K +438 +1%
EWM
366
Evercore Wealth Management
New York
$3.6M +$2.25M +27,170 +152%
FIM
367
Foresters Investment Management
New York
$3.58M +$37.3K +450 +1%
CFSG
368
Community Financial Services Group
Vermont
$3.58M -$1.08M -12,984 -23%
FB
369
Fulton Bank
Pennsylvania
$3.56M +$64K +773 +2%
PAG
370
Private Advisor Group
New Jersey
$3.55M -$351K -4,241 -8%
XK
371
Xact Kapitalforvaltning
Sweden
$3.55M +$3.67M +44,331 New
MFS
372
MSI Financial Services
Massachusetts
$3.52M +$26.7K +322 +0.7%
LSERS
373
Louisiana State Employees Retirement System
Louisiana
$3.51M -$108K -1,300 -3%
MC
374
Moors & Cabot
Massachusetts
$3.46M +$123K +1,486 +4%
PJSIMP
375
P.J. Schmidt Investment Management (PJS)
Wisconsin
$3.39M +$40.4K +488 +1%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.