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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
DZ Bank
326
DZ Bank
Germany
$4.65M +$4.59M +59,950 New
SBWIC
327
Schaper Benz & Wise Investment Counsel
Wisconsin
$4.65M +$44.7K +584 +1%
PAG
328
Private Advisor Group
New Jersey
$4.61M +$1.06M +13,902 +30%
TCM
329
Tufton Capital Management
Maryland
$4.59M +$19.3K +252 +0.4%
SGCA
330
Steel Grove Capital Advisors
Tennessee
$4.57M +$353K +4,609 +8%
Squarepoint
331
Squarepoint
New York
$4.55M +$1.58M +20,673 +54%
RW
332
Rand Wealth
Maryland
$4.54M +$99.6K +1,301 +2%
LDB
333
Lee, Danner & Bass
Tennessee
$4.51M +$53.1K +693 +1%
HFS
334
HL Financial Services
Kentucky
$4.38M -$341K -4,458 -7%
WIC
335
Woodmont Investment Counsel
Tennessee
$4.34M +$301K +3,936 +8%
Neuberger Berman Group
336
Neuberger Berman Group
New York
$4.34M -$1.55M -20,255 -27%
LAM
337
Lebenthal Asset Management
New York
$4.33M +$181K +2,369 +4%
WB
338
WesBanco Bank
West Virginia
$4.32M -$19.8K -259 -0.5%
UR
339
USCA RIA
Texas
$4.2M +$2.29M +29,948 +124%
BBA
340
BLB&B Advisors
Pennsylvania
$4.05M -$4.9K -64 -0.1%
CIBC World Market
341
CIBC World Market
Ontario, Canada
$4.05M -$3.28M -42,861 -45%
CFC
342
Cincinnati Financial Corp
Ohio
$4.04M
SMDAM
343
Sumitomo Mitsui DS Asset Management
Japan
$4M -$150K -1,960 -4%
PDN
344
Pensionfund DSM Netherlands
Netherlands
$4M -$460K -6,000 -10%
FI
345
FormulaFolio Investments
Michigan
$3.96M +$107K +1,403 +3%
LMGAM
346
Liberty Mutual Group Asset Management
Massachusetts
$3.93M +$259K +3,378 +7%
BIA
347
Barry Investment Advisors
Massachusetts
$3.92M +$5.36K +70 +0.1%
EIA
348
Edgemoor Investment Advisors
Maryland
$3.9M +$1.48M +19,303 +62%
KRS
349
Kentucky Retirement Systems
Kentucky
$3.88M -$204K -2,661 -5%
CC
350
Cornerstone Capital
California
$3.83M +$77K +1,005 +2%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.