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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
QI
251
QS Investors
New York
$7.49M +$713K +9,304 +11%
Victory Capital Management
252
Victory Capital Management
Texas
$7.49M +$1.04M +13,605 +16%
CNB
253
Camden National Bank
Maine
$7.43M +$7.33M +95,685 New
GT
254
Glenmede Trust
Pennsylvania
$7.36M -$134K -1,745 -2%
ANI
255
American National Insurance
Texas
$7.36M
MSA
256
Mason Street Advisors
Wisconsin
$7.32M +$80K +1,045 +1%
Connor, Clark & Lunn Investment Management (CC&L)
257
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$7.3M +$7.21M +94,100 New
WF
258
Welch & Forbes
Massachusetts
$7.27M -$38.3K -500 -0.5%
CFA
259
Carroll Financial Associates
North Carolina
$7.1M +$364K +4,751 +5%
GH
260
GAM Holding
Switzerland
$7.07M +$523K +6,825 +8%
SCM
261
Sterling Capital Management
North Carolina
$6.94M +$3.05M +39,832 +80%
DILIC
262
Dai-ichi Life Insurance Company
Japan
$6.91M +$6.82M +89,014 New
Acadian Asset Management
263
Acadian Asset Management
Massachusetts
$6.8M -$55.6M -725,926 -89%
JGUA
264
John G. Ullman & Associates
New York
$6.8M -$2.47M -32,307 -27%
AAM
265
Advisors Asset Management
Colorado
$6.72M -$41.7K -544 -0.6%
TRSOTSOK
266
Teachers Retirement System of the State of Kentucky
Kentucky
$6.64M -$291K -3,800 -4%
FNBT
267
FineMark National Bank & Trust
Florida
$6.64M -$38.3K -500 -0.6%
B
268
BP
United Kingdom
$6.6M
SGAM
269
Steinberg Global Asset Management
Florida
$6.59M -$40.1K -524 -0.6%
DAM
270
Delta Asset Management
Tennessee
$6.4M +$70.6K +922 +1%
HR
271
Howe & Rusling
New York
$6.36M -$2.17M -28,367 -26%
MOACM
272
Mutual of America Capital Management
New York
$6.32M -$23.2K -303 -0.4%
OIM
273
Opus Investment Management
Massachusetts
$6.3M
FPB
274
First PREMIER Bank
South Dakota
$6.16M -$146K -1,901 -2%
NMIMC
275
Northwestern Mutual Investment Management Company
Wisconsin
$6.14M +$839K +10,953 +16%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.