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ProShares UltraShort Energy

13 hedge funds and large institutions have $7.4M invested in ProShares UltraShort Energy in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $12.5M | Put options by funds: $5.47M

0.28% less ownership

Funds ownership: 1.01%0.72% (-0.28%)

32% less funds holding

Funds holding: 1913 (-6)

43% less capital invested

Capital invested by funds: $13M → $7.4M (-$5.63M)

63% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 8

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
13
Holders Change
-6
Holders Change %
-31.58%
% of All Funds
0.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
8
Closed
8
Calls
$12.5M
Puts
$5.47M
Net Calls
+$7.06M
Net Calls Change
-$5.65M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.71M +$1.51M +1,425 +452%
Goldman Sachs
2
Goldman Sachs
New York
$1.49M +$1.6M +1,508 New
VF
3
Virtu Financial
New York
$1.24M -$1.32M -1,242 -50%
Barclays
4
Barclays
United Kingdom
$1.1M +$851K +802 +247%
TRCT
5
Tower Research Capital (TRC)
New York
$760K -$102K -96 -11%
Morgan Stanley
6
Morgan Stanley
New York
$554K +$391K +369 +190%
VKH
7
Virtu KCG Holdings
New York
$234K -$37.1K -35 -13%
PSW
8
Portfolio Strategies (Washington)
Washington
$210K +$227K +214 New
U
9
UBS
Switzerland
$64K -$75.3K -71 -52%
Walleye Trading
10
Walleye Trading
New York
$33K -$178K -168 -83%
Citigroup
11
Citigroup
New York
$2K -$8.49K -8 -80%
Bank of America
12
Bank of America
North Carolina
$2K -$4.24K -4 -57%
AIG
13
American International Group
New York
$591 -$28.6K -27 -96%
Deutsche Bank
14
Deutsche Bank
Germany
-$4.35M -3,750 Closed
ACM
15
Avalon Capital Management
California
-$1.14M -983 Closed
Jane Street
16
Jane Street
New York
-$755K -712 Closed
JP Morgan Chase
17
JP Morgan Chase
New York
-$539K -465 Closed
CAM
18
CMT Asset Management
Illinois
-$290K -250 Closed
LPL Financial
19
LPL Financial
California
-$242K -219 Closed
US Bancorp
20
US Bancorp
Minnesota
-$6K -5 Closed
MA
21
MUFG Americas
New York
-$1K -1 Closed

DUG Hedge Fund Activity: Q4 2013 in Review

13 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares UltraShort Energy (DUG) for Q4 2013, worth a combined $7.4M — down 43% from $13M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DUG and 2 opened new positions — a net loss of 6 holders — while 8 trimmed existing stakes and 3 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $1.6M. The largest seller was Deutsche Bank, exiting entirely with an estimated $4.35M sold.

  • 13 institutional investors held ProShares UltraShort Energy (DUG) as of Q4 2013, down from 19 in Q3 2013.
  • Funds reported $7.4M of ProShares UltraShort Energy stock for Q4 2013, down 43% quarter-over-quarter.
  • 2 funds opened new ProShares UltraShort Energy positions in Q4 2013 and 8 closed out, a net change of -6 holders.
  • The largest ProShares UltraShort Energy buyer in Q4 2013 was Goldman Sachs, an estimated $1.6M added.
  • The largest ProShares UltraShort Energy seller in Q4 2013 was Deutsche Bank, an estimated $4.35M sold.

Based on aggregated 13F filings for Q4 2013.