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ProShares UltraShort Energy

19 hedge funds and large institutions have $13M invested in ProShares UltraShort Energy in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $19.4M | Put options by funds: $6.66M

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

27% more funds holding

Funds holding: 1519 (+4)

0.68% less ownership

Funds ownership: 1.69%1.01% (-0.68%)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

48% less capital invested

Capital invested by funds: $25M → $13M (-$12M)

Holders
19
Holders Change
+4
Holders Change %
+26.67%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
4
Reduced
6
Closed
4
Calls
$19.4M
Puts
$6.66M
Net Calls
+$12.7M
Net Calls Change
-$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$4.35M -$8.94M -7,500 -67%
VF
2
Virtu Financial
New York
$2.9M -$1.21M -1,017 -29%
ACM
3
Avalon Capital Management
California
$1.14M +$1.17M +983 New
TRCT
4
Tower Research Capital (TRC)
New York
$1.01M +$204K +171 +25%
Jane Street
5
Jane Street
New York
$826K +$849K +712 New
JP Morgan Chase
6
JP Morgan Chase
New York
$539K +$555K +465 New
Barclays
7
Barclays
United Kingdom
$377K +$369K +309 +1,931%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$365K -$1.38M -1,153 -79%
VKH
9
Virtu KCG Holdings
New York
$317K +$326K +273 New
CAM
10
CMT Asset Management
Illinois
$290K -$169K -142 -36%
LPL Financial
11
LPL Financial
California
$242K -$21.5K -18 -8%
Walleye Trading
12
Walleye Trading
New York
$234K +$190K +159 +370%
Morgan Stanley
13
Morgan Stanley
New York
$225K +$231K +194 New
U
14
UBS
Switzerland
$158K +$162K +136 New
AIG
15
American International Group
New York
$32.6K +$32.2K +27 +2,700%
Citigroup
16
Citigroup
New York
$12K +$11.9K +10 New
Bank of America
17
Bank of America
North Carolina
$8K -$7.16K -6 -46%
US Bancorp
18
US Bancorp
Minnesota
$6K +$5.96K +5 New
MA
19
MUFG Americas
New York
$1K
GML
20
Gems Management Ltd
Bahamas
-$719K -543 Closed
Goldman Sachs
21
Goldman Sachs
New York
-$418K -316 Closed
Boston Partners
22
Boston Partners
Massachusetts
-$258K -195 Closed
QC
23
QCM Cayman
Texas
-$250K -189 Closed

DUG Hedge Fund Activity: Q3 2013 in Review

19 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in ProShares UltraShort Energy (DUG) for Q3 2013, worth a combined $13M — down 48% from $25M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DUG positions and 4 closed out — a net gain of 4 holders — while 4 added to existing stakes and 6 trimmed.

The largest buyer was Avalon Capital Management, opening a new position worth an estimated $1.17M. The largest seller was Deutsche Bank, cutting an estimated $8.94M.

  • 19 institutional investors held ProShares UltraShort Energy (DUG) as of Q3 2013, up from 15 in Q2 2013.
  • Funds reported $13M of ProShares UltraShort Energy stock for Q3 2013, down 48% quarter-over-quarter.
  • 8 funds opened new ProShares UltraShort Energy positions in Q3 2013 and 4 closed out, a net change of +4 holders.
  • The largest ProShares UltraShort Energy buyer in Q3 2013 was Avalon Capital Management, an estimated $1.17M added.
  • The largest ProShares UltraShort Energy seller in Q3 2013 was Deutsche Bank, an estimated $8.94M sold.

Based on aggregated 13F filings for Q3 2013.