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iShares MSCI KLD 400 Social ETF

139 hedge funds and large institutions have $281M invested in iShares MSCI KLD 400 Social ETF in 2016 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 31 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 2

39% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 31

14% more funds holding

Funds holding: 122139 (+17)

14% more capital invested

Capital invested by funds: $247M → $281M (+$34.3M)

4.59% less ownership

Funds ownership: 79.04%74.45% (-4.6%)

Holders
139
Holders Change
+17
Holders Change %
+13.93%
% of All Funds
3.48%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
43
Reduced
31
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCOV
101
Trust Company of Vermont
Vermont
$166K -$74.8K -1,852 -32%
WTC
102
WhitTier Trust Company
Nevada
$160K
AIM
103
Acropolis Investment Management
Missouri
$147K
Fifth Third Bancorp
104
Fifth Third Bancorp
Ohio
$146K
HR
105
Howe & Rusling
New York
$141K
BCM
106
Blume Capital Management
California
$136K +$20.5K +508 +18%
PSC
107
Prentiss Smith & Co
Vermont
$120K
MPWT
108
MassMutual Private Wealth & Trust
Connecticut
$117K +$115K +2,850 New
JFA
109
JNBA Financial Advisors
Minnesota
$109K +$107K +2,652 New
DADC
110
D.A. Davidson & Co
Montana
$101K +$2.42K +60 +3%
TFO
111
Tarbox Family Office
California
$99K
MBT
112
Montecito Bank & Trust
California
$96K +$94.3K +2,334 New
GI
113
Gradient Investments
Minnesota
$71K
AWM
114
AllSquare Wealth Management
New York
$63K +$33.1K +820 +116%
AC
115
Alexandria Capital
Virginia
$56K
GRP
116
Global Retirement Partners
California
$52K +$51K +1,262 New
LNB
117
Ledyard National Bank
$49K
FWM
118
Focused Wealth Management
New York
$49K +$242 +6 +0.5%
AA
119
Ancora Advisors
Ohio
$47K +$46.5K +1,150 New
BIG
120
Bellwether Investment Group
Tennessee
$38K +$36.9K +912 New
TCM
121
TD Capital Management
Tennessee
$34K +$162 +4 +0.5%
EWM
122
Evercore Wealth Management
New York
$29K
CFA
123
CT Financial Advisors
Pennsylvania
$26.9K
NFG
124
Next Financial Group
Texas
$23K
Manulife (Manufacturers Life Insurance)
125
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$19K

DSI Hedge Fund Activity: Q4 2016 in Review

139 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI KLD 400 Social ETF (DSI) for Q4 2016, worth a combined $281M — up 14% from $247M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new DSI positions and 2 closed out — a net gain of 18 holders — while 43 added to existing stakes and 31 trimmed.

The largest buyer was Zevin Asset Management, opening a new position worth an estimated $11.5M. The largest seller was Brinker Capital, cutting an estimated $9.56M.

  • 139 institutional investors held iShares MSCI KLD 400 Social ETF (DSI) as of Q4 2016, up from 122 in Q3 2016.
  • Funds reported $281M of iShares MSCI KLD 400 Social ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 20 funds opened new iShares MSCI KLD 400 Social ETF positions in Q4 2016 and 2 closed out, a net change of +18 holders.
  • The largest iShares MSCI KLD 400 Social ETF buyer in Q4 2016 was Zevin Asset Management, an estimated $11.5M added.
  • The largest iShares MSCI KLD 400 Social ETF seller in Q4 2016 was Brinker Capital, an estimated $9.56M sold.

Based on aggregated 13F filings for Q4 2016.