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Aptus Defined Risk ETF

60 hedge funds and large institutions have $611M invested in Aptus Defined Risk ETF in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 5

77% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 13

25% more funds holding

Funds holding: 4860 (+12)

22% more funds holding in top 10

Funds holding in top 10: 911 (+2)

3.77% more ownership

Funds ownership: 71.32%75.09% (+3.8%)

5% more capital invested

Capital invested by funds: $582M → $611M (+$28.4M)

Holders
60
Holders Change
+12
Holders Change %
+25%
% of All Funds
0.92%
Holding in Top 10
11
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+22.22%
% of All Funds
0.17%
New
19
Increased
23
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACA
1
Aptus Capital Advisors
Alabama
$274M +$3.44M +117,919 +1%
SWM
2
Sugarloaf Wealth Management
Georgia
$82.3M +$5.07M +174,093 +6%
FP
3
Fiduciary Planning
Florida
$57.2M +$4.17M +143,116 +8%
GWANC
4
Guardian Wealth Advisors (North Carolina)
North Carolina
$30.1M +$30.4M +1,044,643 New
PWS
5
Precision Wealth Strategies
Missouri
$24.8M -$750K -25,738 -3%
WP
6
WealthPLAN Partners
Nebraska
$23.4M +$599K +20,543 +3%
EDRIA
7
Edmonds Duncan Registered Investment Advisors
Kansas
$16.4M +$3.59M +123,389 +27%
MWM
8
MBE Wealth Management
Wisconsin
$14.5M -$11.2M -386,129 -43%
ODFS
9
O'Donnell Financial Services
California
$13.2M +$3.6M +123,476 +36%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$8.93M +$9.02M +309,650 New
CA
11
CGN Advisors
Kansas
$6.79M +$678K +23,284 +11%
AWM
12
AE Wealth Management
Kansas
$4.75M +$204K +6,992 +4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$4.64M +$249K +8,560 +6%
CA
14
Cetera Advisors
Colorado
$4.57M -$1.09M -37,292 -19%
OPOWM
15
One Plus One Wealth Management
Florida
$3.84M -$1.94M -66,688 -33%
JCM
16
Jacobi Capital Management
Pennsylvania
$3.29M +$81.4K +2,795 +3%
Osaic Holdings
17
Osaic Holdings
Arizona
$3.24M -$917K -31,492 -22%
LPL Financial
18
LPL Financial
California
$2.4M +$288K +9,878 +13%
OMC
19
Old Mission Capital
Illinois
$2.29M +$423K +14,526 +22%
WEPOG
20
Wealth Enhancement & Preservation of GA
Georgia
$2.27M +$278K +9,544 +14%
ASN
21
Advisory Services Network
Georgia
$2.15M +$2.17M +74,403 New
FAM
22
Formidable Asset Management
Ohio
$2.13M -$188K -6,467 -8%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$2.09M +$558K +19,160 +36%
SCM
24
Southport Capital Management
Tennessee
$1.8M +$78.5K +2,693 +5%
Jane Street
25
Jane Street
New York
$1.78M +$1.52M +52,007 +537%

DRSK Hedge Fund Activity: Q4 2021 in Review

60 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Aptus Defined Risk ETF (DRSK) for Q4 2021, worth a combined $611M — up 4.9% from $582M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new DRSK positions and 5 closed out — a net gain of 14 holders — while 23 added to existing stakes and 13 trimmed.

The largest buyer was First Heartland Consultants, opening a new position worth an estimated $27.9M. The largest seller was Envestnet Asset Management, cutting an estimated $13.4M.

  • 60 institutional investors held Aptus Defined Risk ETF (DRSK) as of Q4 2021, up from 48 in Q3 2021.
  • Funds reported $611M of Aptus Defined Risk ETF stock for Q4 2021, up 4.9% quarter-over-quarter.
  • 19 funds opened new Aptus Defined Risk ETF positions in Q4 2021 and 5 closed out, a net change of +14 holders.
  • The largest Aptus Defined Risk ETF buyer in Q4 2021 was First Heartland Consultants, an estimated $27.9M added.
  • The largest Aptus Defined Risk ETF seller in Q4 2021 was Envestnet Asset Management, an estimated $13.4M sold.

Based on aggregated 13F filings for Q4 2021.