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Aptus Defined Risk ETF

30 hedge funds and large institutions have $328M invested in Aptus Defined Risk ETF in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

23% more capital invested

Capital invested by funds: $267M → $328M (+$60.6M)

15% more funds holding

Funds holding: 2630 (+4)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

12.53% less ownership

Funds ownership: 85.82%73.29% (-13%)

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.61%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
8
Increased
13
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACA
1
Aptus Capital Advisors
Alabama
$206M +$26.1M +847,665 +15%
SWM
2
Sugarloaf Wealth Management
Georgia
$49M +$7.53M +244,335 +18%
WP
3
WealthPLAN Partners
Nebraska
$20.6M +$104K +3,361 +0.5%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$10.5M +$10.1M +328,515 +2,834%
HighTower Advisors
5
HighTower Advisors
Illinois
$9.74M +$9.74M +316,165 New
LPL Financial
6
LPL Financial
California
$5.97M +$3.59M +116,627 +151%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$4.02M +$393K +12,764 +11%
FAM
8
Formidable Asset Management
Ohio
$3.57M -$54.4K -1,766 -2%
MFG
9
Menard Financial Group
Texas
$2.92M +$1.14M +36,943 +64%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$2.31M
EDRIA
11
Edmonds Duncan Registered Investment Advisors
Kansas
$2.19M +$2.18M +70,932 New
AWM
12
AE Wealth Management
Kansas
$1.82M +$200K +6,482 +12%
CWM
13
Capital Wealth Management
Rhode Island
$1.71M +$378K +12,267 +28%
SS
14
Simplicity Solutions
Minnesota
$1.68M +$187K +6,062 +13%
RJA
15
Raymond James & Associates
Florida
$1.18M +$1.18M +38,284 New
SG
16
StoneX Group
New York
$884K -$13.9K -452 -2%
AF
17
Advisornet Financial
Minnesota
$550K +$51.2K +1,663 +10%
IFG
18
Independent Financial Group
California
$509K
DAS
19
Dynamic Advisor Solutions
Arizona
$474K +$474K +15,392 New
IA
20
IFP Advisors
Florida
$430K +$428K +13,904 New
Jane Street
21
Jane Street
New York
$361K -$2.98M -96,628 -89%
Osaic Holdings
22
Osaic Holdings
Arizona
$340K -$63.4K -2,058 -16%
RJT
23
Raymond James Trust
Florida
$240K +$240K +7,781 New
Citadel Advisors
24
Citadel Advisors
Florida
$214K -$778K -25,270 -78%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$204K +$204K +6,630 New

DRSK Hedge Fund Activity: Q3 2020 in Review

30 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Aptus Defined Risk ETF (DRSK) for Q3 2020, worth a combined $328M — up 23% from $267M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DRSK positions and 4 closed out — a net gain of 4 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Aptus Capital Advisors, adding an estimated $26.1M. The largest seller was WFA of San Diego, exiting entirely with an estimated $3.29M sold.

  • 30 institutional investors held Aptus Defined Risk ETF (DRSK) as of Q3 2020, up from 26 in Q2 2020.
  • Funds reported $328M of Aptus Defined Risk ETF stock for Q3 2020, up 23% quarter-over-quarter.
  • 8 funds opened new Aptus Defined Risk ETF positions in Q3 2020 and 4 closed out, a net change of +4 holders.
  • The largest Aptus Defined Risk ETF buyer in Q3 2020 was Aptus Capital Advisors, an estimated $26.1M added.
  • The largest Aptus Defined Risk ETF seller in Q3 2020 was WFA of San Diego, an estimated $3.29M sold.

Based on aggregated 13F filings for Q3 2020.