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DoubleLine Yield Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WLPWM
26
Walled Lake Planning & Wealth Management
Illinois
$646K – – –
PFA
27
Pathway Financial Advisers
Indiana
$608K +$2.06K +128 +0.3%
JSW
28
Journey Strategic Wealth
New Jersey
$567K +$46.7K +2,900 +9%
NA
29
NewEdge Advisors
Louisiana
$566K +$88.5K +5,500 +19%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$560K -$230K -14,280 -29%
Comerica Bank
31
Comerica Bank
Texas
$479K +$232K +14,404 +94%
Invesco
32
Invesco
Georgia
$467K -$187K -11,643 -29%
GP
33
Gridiron Partners
Pennsylvania
$436K – – –
ACP
34
Aviance Capital Partners
Florida
$412K +$78K +4,845 +23%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$380K +$4.96K +308 +1%
MC
36
Moors & Cabot
Massachusetts
$367K – – –
BRWA
37
B. Riley Wealth Advisors
Florida
$336K +$8.14K +506 +2%
AFO
38
Allie Family Office
Florida
$322K – – –
PAG
39
Private Advisor Group
New Jersey
$313K -$23.1K -1,437 -7%
OC
40
Oppenheimer & Co
New York
$306K -$7.56K -470 -2%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$283K +$2.96K +184 +1%
SXL
42
Summit X LLC
Missouri
$281K -$144K -8,970 -34%
First Trust Advisors
43
First Trust Advisors
Illinois
$269K -$5.34K -332 -2%
WAP
44
Wealthcare Advisory Partners
Pennsylvania
$241K -$38.3K -2,380 -14%
AWE
45
Avidian Wealth Enterprises
Texas
$225K – – –
BAM
46
Belpointe Asset Management
Nevada
$222K – – –
TCWM
47
Total Clarity Wealth Management
Illinois
$221K – – –
CCG
48
Catalina Capital Group
California
$218K – – –
WCM
49
Westend Capital Management
California
$218K +$19.8K +1,230 +10%
RAM
50
Readystate Asset Management
Illinois
$205K +$205K +12,759 New