Moors & Cabot’s DoubleLine Yield Opportunities Fund DLY Stock Holding History

Moors & Cabot’s Portfolio DLY Stock Details DLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-10,212	Closed	-$154K	–	934
2025 Q3	$154K	Buy	+10,212	New	+$157K	0.01%	862
2025 Q2	–	Sell	-22,800	Closed	-$367K	–	902
2025 Q1	$367K	Hold	22,800	–	–	0.02%	574
2024 Q4	$361K	Hold	22,800	–	–	0.02%	601
2024 Q3	$378K	Buy	22,800 +1,000	+5%	+$16.2K	0.02%	585
2024 Q2	$344K	Hold	21,800	–	–	0.02%	584
2024 Q1	$347K	Sell	21,800 -6,600	-23%	-$102K	0.02%	624
2023 Q4	$422K	Sell	28,400 -5,000	-15%	-$72K	0.03%	503
2023 Q3	$492K	Buy	33,400 +200	+0.6%	+$2.91K	0.03%	441
2023 Q2	$482K	Sell	33,200 -2,200	-6%	-$30.9K	0.03%	458
2023 Q1	$495K	Buy	35,400 +2,800	+9%	+$39.5K	0.03%	436
2022 Q4	$428K	Buy	32,600 +19,900	+157%	+$268K	0.03%	466
2022 Q3	$171K	Buy	+12,700	New	+$186K	0.01%	720

Other funds holding DLY

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $473M AUM 0.79% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Moors & Cabot's DLY Position: Q4 2025 in Review

Moors & Cabot sold out of DoubleLine Yield Opportunities Fund (DLY) in Q4 2025, closing a stake of 10,212 shares — an estimated $154K sold.

Moors & Cabot first reported a position in DLY in Q3 2022 and held it in 12 quarters. The position peaked at $495K in Q1 2023. 100 funds tracked by Wall St. Rank hold DLY as of Q4 2025.

Moors & Cabot reported no remaining DoubleLine Yield Opportunities Fund position as of Q4 2025 after selling out during the quarter.
Moors & Cabot sold 10,212 DoubleLine Yield Opportunities Fund shares in Q4 2025, an estimated $154K.
Moors & Cabot first reported a position in DoubleLine Yield Opportunities Fund in Q3 2022 and held it in 12 quarters.
Moors & Cabot's DoubleLine Yield Opportunities Fund position peaked at $495K in Q1 2023.
100 funds tracked by Wall St. Rank held DoubleLine Yield Opportunities Fund as of Q4 2025.

Based on Moors & Cabot's 13F filing for Q4 2025, filed 10 Feb 2026.