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State Street SPDR Dow Jones Industrial Average ETF Trust

Name Holding Trade Value Shares
Change
Change in
Stake
TSW
376
Thompson Siegel & Walmsley
Virginia
$9K – – –
VCM
377
Versant Capital Management
Arizona
$9K – – –
WCM
378
Wealthcare Capital Management
Virginia
$9K – – –
Thrivent Financial for Lutherans
379
Thrivent Financial for Lutherans
Minnesota
$7K – – –
TCM
380
Tradewinds Capital Management
Washington
$7K – – –
KA
381
Klingman & Associates
New York
$6K – – –
CWM
382
Cedar Wealth Management
California
$5K – – –
FMP
383
Financial Management Professionals
Texas
$5K – – –
AWMS
384
Advocacy Wealth Management Services
Georgia
$4K -$2.2K -12 -34%
CFA
385
Carroll Financial Associates
North Carolina
$3K – – –
TCOV
386
Trust Company of Vermont
Vermont
$2K – – –
SIM
387
Sonora Investment Management
Arizona
$1.83K – – –
CCS
388
Crosspoint Capital Strategies
California
$1K – – –
BAM
389
Broadmark Asset Management
California
– -$118M -660,869 Closed
HI
390
Horizon Investments
North Carolina
– -$118M -657,293 Closed
Parallax Volatility Advisers
391
Parallax Volatility Advisers
California
– -$30M -163,453 -100%
TH
392
Timber Hill
Connecticut
– -$11.3M -61,620 Closed
TA
393
Teachers Advisors
New York
– -$10.3M -57,724 Closed
FFS
394
Founders Financial Securities
Maryland
– -$9.83M -54,925 Closed
CWM
395
CIBC World Markets
New York
– -$8.95M -50,000 Closed
QA
396
Quantitative Advantage
Minnesota
– -$2.03M -11,316 Closed
JSAM
397
J. Safra Asset Management
New York
– -$1.04M -5,800 Closed
HW
398
Hedeker Wealth
Illinois
– -$516K -2,884 Closed
VA
399
Valmark Advisers
Ohio
– -$409K -2,287 Closed
FPCM
400
Financial Partners Capital Management
New York
– -$372K -2,076 Closed