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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$429M -$134M -803,309 -25%
Bank of America
2
Bank of America
North Carolina
$357M -$120M -720,612 -26%
Citigroup
3
Citigroup
New York
$222M -$70.6M -423,907 -25%
SMM
4
Stadion Money Management
Georgia
$213M +$200M +1,203,527 New
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$208M – – –
Wells Fargo
6
Wells Fargo
California
$186M -$63.7M -382,609 -27%
SG Americas Securities
7
SG Americas Securities
New York
$168M +$98.7M +592,800 +167%
HI
8
Horizon Investments
North Carolina
$132M +$125M +750,081 New
UBS Group
9
UBS Group
Switzerland
$125M +$6.69M +40,196 +6%
LPL Financial
10
LPL Financial
California
$113M -$20.2M -121,101 -16%
Jones Financial Companies
11
Jones Financial Companies
Missouri
$103M +$1.62M +9,748 +2%
BNP Paribas Financial Markets
12
BNP Paribas Financial Markets
France
$97.2M -$3.85M -23,130 -4%
Goldman Sachs
13
Goldman Sachs
New York
$96.8M -$55.8M -334,789 -38%
N
14
Natixis
France
$76.7M +$38.1M +228,930 +103%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$62.3M -$57.3M -344,293 -49%
Parallax Volatility Advisers
16
Parallax Volatility Advisers
California
$61.4M +$57.9M +347,387 +847,285%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$59.8M +$3.09M +18,544 +6%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$59.2M -$884K -5,308 -2%
ACM
19
Aviance Capital Management
Florida
$50.6M -$3.07M -18,415 -6%
AFG
20
Arkansas Financial Group
Arkansas
$43.9M +$600K +3,605 +1%
HCM
21
Highfields Capital Management
Massachusetts
$38.7M -$3.78M -22,720 -9%
Citadel Advisors
22
Citadel Advisors
Florida
$37.8M -$900K -5,402 -2%
CS
23
Credit Suisse
Switzerland
$33M -$39M -234,028 -56%
FAG
24
Financial Advisory Group
Texas
$32.8M -$1.87M -11,225 -6%
Nomura Holdings
25
Nomura Holdings
Japan
$27.1M -$125M -749,739 -83%
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