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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

Name Holding Trade Value Shares
Change 		Change in
Stake
PCFFS
301
Pacific Center for Financial Services
California
$388K -$139K -683 -27%
MWAC
302
Mariner Wealth Advisors (Cincinnati)
Ohio
$387K +$81.2K +398 +27%
NFG
303
Next Financial Group
Texas
$380K -$390K -1,915 -51%
IC
304
InterOcean Capital
Illinois
$380K -$349K -1,714 -48%
SIAS
305
Shine Investment Advisory Services
Colorado
$377K +$372K +1,825 New
OSNBOA
306
Old Second National Bank of Aurora
Illinois
$374K – – –
FUBT
307
First United Bank & Trust
Maryland
$371K – – –
CC
308
Cadinha & Co
Hawaii
$370K -$24.5K -120 -6%
HF
309
HRT Financial
New York
$366K +$362K +1,775 New
MIC
310
Meridian Investment Counsel
California
$364K – – –
CIA
311
Capital Investment Advisors
Georgia
$360K -$10.2K -50 -3%
BB
312
Busey Bank
Illinois
$359K +$56.1K +275 +19%
CAM
313
Concorde Asset Management
Michigan
$354K +$349K +1,714 New
SSWM
314
Sheets Smith Wealth Management
North Carolina
$351K – – –
AP
315
Appleton Partners
Massachusetts
$349K – – –
FHA
316
Flagship Harbor Advisors
Massachusetts
$347K +$29.6K +145 +9%
GFPC
317
Global Financial Private Capital
Florida
$347K +$343K +1,680 New
CSIC
318
Clifford Swan Investment Counsel
California
$346K – – –
QC
319
QCM Cayman
Texas
$344K +$340K +1,669 New
LJAC
320
L.J. Altfest & Co
New York
$337K +$29.4K +144 +10%
GT
321
Greenleaf Trust
Michigan
$330K – – –
OFG
322
Oxford Financial Group
Indiana
$329K – – –
FCMT
323
Founders Capital Management (Texas)
Texas
$328K +$324K +1,590 New
IIA
324
IPG Investment Advisors
California
$325K -$44.9K -220 -12%
SFSIG
325
San Francisco Sentry Investment Group
California
$324K – – –
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13
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