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WisdomTree Europe SmallCap Dividend Fund
DFE

93 hedge funds and large institutions have $456M invested in WisdomTree Europe SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 38 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

494% more call options, than puts

Call options by funds: $19.2M | Put options by funds: $3.23M

3.83% less ownership

Funds ownership: 44.56% → 40.73% (-3.8%)

9% less funds holding

Funds holding: 102 → 93 (-9)

29% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 38

38% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 24

43% less capital invested

Capital invested by funds: $804M → $456M (-$348M)

80% less funds holding in top 10

Funds holding in top 10: 5 → 1 (-4)

Holders
93
Holders Change
-9
Holders Change %
-8.82%
% of All Funds
2.7%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.03%
New
15
Increased
27
Reduced
38
Closed
24
Calls
$19.2M
Puts
$3.23M
Net Calls
+$15.9M
Net Calls Change
+$893K

Top Buyers

1
PWPCM
Perella Weinberg Partners Capital Management
New York
+$3M
2
Goldman Sachs
Goldman Sachs
New York
+$2.58M
3
HSBC Holdings
HSBC Holdings
United Kingdom
+$2.46M
4
CIBC World Market
CIBC World Market
Ontario, Canada
+$1.8M
5
ACM
Aviance Capital Management
Florida
+$1.49M

Top Sellers

1
SIA
Spruce Investment Advisors
Connecticut
-$50.3M
2
Bank of America
Bank of America
North Carolina
-$39.9M
3
U
UBS
Switzerland
-$37.8M
4
Wells Fargo
Wells Fargo
California
-$28.5M
5
Morgan Stanley
Morgan Stanley
New York
-$27.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
SC
101
Scotia Capital
Ontario, Canada
– -$1.99M -32,893 Closed
FHC
102
First Heartland Consultants
Missouri
– -$1.73M -28,690 Closed
IPC
103
Independent Portfolio Consultants
Florida
– -$1.25M -20,660 Closed
BFEC
104
Benjamin F. Edwards & Company
Missouri
– -$1.01M -16,780 Closed
ACM
105
Avalon Capital Management
California
– -$877K -14,522 Closed
BRWM
106
B. Riley Wealth Management
Tennessee
– -$654K -10,838 Closed
GCA
107
Greenwood Capital Associates
South Carolina
– -$651K -10,780 Closed
Cambridge Investment Research Advisors
108
Cambridge Investment Research Advisors
Iowa
– -$557K -9,225 Closed
CWM
109
Concert Wealth Management
California
– -$312K -5,370 Closed
1GA
110
1st Global Advisors
Texas
– -$220K -3,648 Closed
PSC
111
Prentiss Smith & Co
Vermont
– -$57K -950 Closed
SF
112
Synovus Financial
Georgia
– -$34K -565 Closed
CAPTRUST Financial Advisors
113
CAPTRUST Financial Advisors
North Carolina
– -$18K -305 Closed
PTC
114
Private Trust Company
Ohio
– -$17K -283 Closed
FANJ
115
Financial Architects (New Jersey)
New Jersey
– -$6K -100 Closed
Northwestern Mutual Wealth Management
116
Northwestern Mutual Wealth Management
Wisconsin
– +$226 +4 New
1 2 3 4
5

DFE Hedge Fund Activity: Q3 2014 in Review

93 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Europe SmallCap Dividend Fund (DFE) for Q3 2014, worth a combined $456M — down 43% from $804M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of DFE and 15 opened new positions — a net loss of 9 holders — while 38 trimmed existing stakes and 27 added.

The largest buyer was Perella Weinberg Partners Capital Management, adding an estimated $3M. The largest seller was Spruce Investment Advisors, cutting an estimated $50.3M.

  • 93 institutional investors held WisdomTree Europe SmallCap Dividend Fund (DFE) as of Q3 2014, down from 102 in Q2 2014.
  • Funds reported $456M of WisdomTree Europe SmallCap Dividend Fund stock for Q3 2014, down 43% quarter-over-quarter.
  • 15 funds opened new WisdomTree Europe SmallCap Dividend Fund positions in Q3 2014 and 24 closed out, a net change of -9 holders.
  • The largest WisdomTree Europe SmallCap Dividend Fund buyer in Q3 2014 was Perella Weinberg Partners Capital Management, an estimated $3M added.
  • The largest WisdomTree Europe SmallCap Dividend Fund seller in Q3 2014 was Spruce Investment Advisors, an estimated $50.3M sold.

Based on aggregated 13F filings for Q3 2014.