We are live on ! Find out more
DFE icon

WisdomTree Europe SmallCap Dividend Fund
DFE

93 hedge funds and large institutions have $456M invested in WisdomTree Europe SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 38 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

494% more call options, than puts

Call options by funds: $19.2M | Put options by funds: $3.23M

3.83% less ownership

Funds ownership: 44.56% → 40.73% (-3.8%)

9% less funds holding

Funds holding: 102 → 93 (-9)

29% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 38

38% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 24

43% less capital invested

Capital invested by funds: $804M → $456M (-$348M)

80% less funds holding in top 10

Funds holding in top 10: 5 → 1 (-4)

Holders
93
Holders Change
-9
Holders Change %
-8.82%
% of All Funds
2.7%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.03%
New
15
Increased
27
Reduced
38
Closed
24
Calls
$19.2M
Puts
$3.23M
Net Calls
+$15.9M
Net Calls Change
+$893K

Top Buyers

1
PWPCM
Perella Weinberg Partners Capital Management
New York
+$3M
2
Goldman Sachs
Goldman Sachs
New York
+$2.58M
3
HSBC Holdings
HSBC Holdings
United Kingdom
+$2.46M
4
CIBC World Market
CIBC World Market
Ontario, Canada
+$1.8M
5
ACM
Aviance Capital Management
Florida
+$1.49M

Top Sellers

1
SIA
Spruce Investment Advisors
Connecticut
-$50.3M
2
Bank of America
Bank of America
North Carolina
-$39.9M
3
U
UBS
Switzerland
-$37.8M
4
Wells Fargo
Wells Fargo
California
-$28.5M
5
Morgan Stanley
Morgan Stanley
New York
-$27.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
26
Aviance Capital Management
Florida
$3.08M +$1.49M +26,330 +81%
JP Morgan Chase
27
JP Morgan Chase
New York
$2.51M +$785K +13,868 +41%
PI
28
Placemark Investments
Illinois
$2.51M -$251K -4,434 -8%
Barclays
29
Barclays
United Kingdom
$2.48M -$67.4K -1,190 -2%
Goldman Sachs
30
Goldman Sachs
New York
$2.39M +$2.58M +45,579 New
NFC
31
Northeast Financial Consultants
Connecticut
$2.37M +$623K +11,000 +32%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$1.89M -$2.9M -51,175 -59%
HighTower Advisors
33
HighTower Advisors
Illinois
$1.87M +$426K +7,519 +27%
LPL Financial
34
LPL Financial
California
$1.84M -$2.36M -41,735 -54%
CIBC World Market
35
CIBC World Market
Ontario, Canada
$1.67M +$1.8M +31,844 New
SI
36
SII Investments
Wisconsin
$1.65M +$340 +6 +0%
SB
37
Suntrust Banks
Georgia
$1.64M – – –
EVM
38
Eaton Vance Management
Massachusetts
$1.26M -$63.7K -1,125 -4%
CS
39
Cannell & Spears
New York
$1.23M +$503K +8,887 +61%
Millennium Management
40
Millennium Management
New York
$1.18M +$1.27M +22,456 New
US Bancorp
41
US Bancorp
Minnesota
$1M +$61.8K +1,091 +6%
GEM
42
Global Endowment Management
North Carolina
$943K – – –
Ameriprise
43
Ameriprise
Minnesota
$877K +$311K +5,489 +51%
Citigroup
44
Citigroup
New York
$856K -$50.4K -890 -5%
ACP
45
Ashfield Capital Partners
California
$762K +$369K +6,514 +81%
Citadel Advisors
46
Citadel Advisors
Florida
$670K +$724K +12,785 New
OIA
47
Optimum Investment Advisors
Illinois
$668K -$175K -3,088 -20%
BHB
48
Bank Hapoalim BM
Israel
$658K -$271K -4,783 -28%
JMPWA
49
JP Morgan Private Wealth Advisors
California
$620K +$669K +11,825 New
RIL
50
Rothschild Investment LLC
Illinois
$615K +$663K +11,720 New
1
2
3 4 5

DFE Hedge Fund Activity: Q3 2014 in Review

93 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Europe SmallCap Dividend Fund (DFE) for Q3 2014, worth a combined $456M — down 43% from $804M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of DFE and 15 opened new positions — a net loss of 9 holders — while 38 trimmed existing stakes and 27 added.

The largest buyer was Perella Weinberg Partners Capital Management, adding an estimated $3M. The largest seller was Spruce Investment Advisors, cutting an estimated $50.3M.

  • 93 institutional investors held WisdomTree Europe SmallCap Dividend Fund (DFE) as of Q3 2014, down from 102 in Q2 2014.
  • Funds reported $456M of WisdomTree Europe SmallCap Dividend Fund stock for Q3 2014, down 43% quarter-over-quarter.
  • 15 funds opened new WisdomTree Europe SmallCap Dividend Fund positions in Q3 2014 and 24 closed out, a net change of -9 holders.
  • The largest WisdomTree Europe SmallCap Dividend Fund buyer in Q3 2014 was Perella Weinberg Partners Capital Management, an estimated $3M added.
  • The largest WisdomTree Europe SmallCap Dividend Fund seller in Q3 2014 was Spruce Investment Advisors, an estimated $50.3M sold.

Based on aggregated 13F filings for Q3 2014.